Chapter 38 Technical Rescue, Self-Rescue, and Evacuation
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Accident on Mt Kenya—1970
Medical care in technical settings is not just emergency medical services being provided on a mountain,47,63 nor is it the same as combat casualty care; however, there are similarities to both. Care is usually delayed as compared with most prehospital settings. There is more blunt and less penetrating trauma than in combat casualty care.26 Victims with serious airway problems or severe bleeding are likely to be dead by the time that medical care arrives, although immediately life-threatening bleeding is less likely from blunt trauma than from penetrating trauma.
Epidemiology
Wilderness travel is generally quite safe, with the exception of various high-risk activities such as high-altitude mountaineering,30 backcountry skiing in avalanche terrain, and paragliding. There are limited data about the types of illness, injury, and death of wilderness travelers and even less about the types of morbidity and mortality of rescuers. Rescuers should be especially well prepared for the most common causes of injury and illness in victims.
Risks of Wilderness Travel
In a study of helicopter rescues and deaths among trekkers in Nepal from 1984 to mid 1987, there were 23 deaths and 111 helicopter rescues with a total of 148,000 trekking permits.69 The incidence of helicopter rescue was 75 per 100,000, and the incidence of death was 15 per 100,000. The most common causes of death were trauma (11 persons), illness (8 persons), and altitude illness (3 persons). In a follow-up study of deaths among trekkers in Nepal from mid 1987 to 1991, there were 40 deaths among 275,950 trekkers, for a death rate of 14 per 100,000.68 Trauma was the cause of 12 deaths, and altitude illness caused 10 deaths. There were 4 deaths thought to be caused by heart attacks and 3 deaths from apparent diabetic ketoacidosis above 4000 m (13,100 feet). A small cohort study in one trekking group in Nepal showed that the rates of illness were similar between trekkers and porters.1
In the Alps, an Austrian study estimated the death rate for mountain hiking at 4 per 100,000 hikers annually. About 50% of these deaths were sudden cardiac deaths.10
In North America, there have been several studies in national parks. Some of these are difficult to interpret, because they include both wilderness and nonwilderness activities. In a study of national parks in the state of Washington, the overall injury rate was 22 per million visits. Two-thirds of the injuries occurred during hiking (55%) and mountaineering (12%), but the number of visits related to these activities was not reported.71 A California study that looked only at wilderness activities estimated a mortality rate of 0.26 deaths per 100,000 visits, mostly as a result of heart disease, drowning, and falls.48 The rate of nonfatal events was 9.2 per 100,000 visits. Injuries accounted for more than 70% of all nonfatal events, and these most frequently affected the lower extremities (38%).
The risks of climbing in wilderness areas are harder to quantify. In data from mountaineering accidents in North America that included climbing accidents in nonwilderness areas from 1951 to 1995, 80% of the accidents involved a fall or a slip or being hit by a falling object.36 In more recent figures (covering 1951 to 2007 in the United States and 1951 to 2005 in Canada), 71% involved a fall or a slip or being hit by a falling object, 4% involved “exceeding abilities,” and 3% involved illness.84
A number of studies have attempted to quantify the mortality rate of various activities in the mountains, including mountaineering. One review claimed that, in the United States, the mortality rate per 100 participants was 0.6 for mountaineering and 0.2 for hang gliding.85 The number for mountaineering is not substantiated by any data or reference, is not credible, and is certainly far too high. A New Zealand study estimated a fatality rate of 1.9 per 1000 climber-days in Mt Cook National Park, with a large variation between high-risk areas (6.5 per 1000 climber days) and low-risk areas (0.3 per 1000 climber-days).43 A study of climbing fatalities on Denali (Mt McKinley) estimated 3 climber deaths per 1000 summit attempts.45 Fatality rates of the world’s highest mountains generally increase with increasing altitude.30
For more information about avalanche risks, please see Chapter 2.
Injuries and Illnesses in Mountain Rescue Victims
There are many published studies of mountain rescue victims. A Scottish study of 622 callouts comprised 333 victims,26 and there were 57 fatalities. Of the living victims, 78% had traumatic injuries, 8% had major trauma, 4% had spinal injuries, 8% had nontraumatic medical problems, and 14% were cold or exhausted. The author concluded that mountain rescuers provide “an advanced level of care” for many victims. Another study, which comprised the entire United Kingdom, showed a preponderance (75%) of rescue casualties due to “hillwalking,” with more than one-half of the injuries affecting the lower extremities.50
A study of mountain search and rescue victims from three national parks in the Canadian Rockies found 317 emergency operations that involved 406 persons over a 4-year period.83 Of these incidents, 44% involved hikers, and 50% were the result of “slips and falls.” About 60% of victims were injured. Injuries to the extremities accounted for 68% of the injuries. There were 40 fatalities; 45% were caused by avalanches, and 28% were caused by slips and falls.
A study of wilderness search and rescue in New England looked at 321 incidents that involved 457 victims, 57% of whom were hiking at the time of the incident.19 Injuries were involved in 39% of the rescues, and 40% involved lost and missing persons. The author noted that a rescuer was injured during 2.5% of the rescues.
A study of climbers on difficult routes in the Sierra Nevada in California found 215 mountaineering accidents in a 5-year period.46 Acute mountain sickness or hypothermia was noted in 104 patients. There were 17 deaths, most commonly as a result of head injuries. There were 94 injuries involving the ankle and the distal tibia.
Preventive Decision Making
Risk Reduction
Increased risk has always been the price for pushing the envelope in wilderness travel. Ernest Shackleton allegedly advertised his famous Antarctic expedition with this unlikely description: “Men wanted for hazardous journey. Small wages, bitter cold, long months of complete darkness, constant danger, safe return doubtful. Honour and recognition in case of success.”81
Leadership
Leadership is part of the planning process and should be decided beforehand. Although small climbing groups do not necessarily need a leader, most expeditions should have one and also possibly a deputy leader. Larger expeditions may have an overall leader as well as specialized leaders, such as technical climbing leaders and those in charge of transportation, food, medical care, and so on. Organized rescue groups usually have a well-defined leadership structure. In the United States, this generally follows a system known as the Incident Command System.47 Rescue groups also have general plans of operation that can be applied to individual missions.
Improvised Searches
In organized search and rescue, the first step is often a search for the victim or victims. Searching for avalanche victims is covered in Chapter 2. On a trip with a small team that stays together, searches are not usually necessary. On larger trips and expeditions, if a team fails to arrive at a destination when expected and is unable to communicate with another team, a search will be necessary to find the missing team. This may be the first step in rescue if the missing team is stranded or if it has one or more members who are ill or injured. Search strategy is covered in Chapter 37.
Wilderness Medicine Technical Rescue
Survival of an injured person may depend on the speed of rescue and the care given during and after the rescue. Any group that is planning to travel in remote, steep, or technical terrain should have specific plans for potential emergencies, assess possible scenarios, and prepare in advance for rescues. The plan for rescue should include clearly defined leadership roles and sufficient technical capabilities. In a perfect world, there would be a plan to ensure that help would be provided promptly to anyone who needed it. Ideally, specific rescue equipment to carry out any foreseeable rescue and a medical kit to deal with any problem should be available. However, the ideal seldom occurs in the wilderness, rescue equipment can be heavy, and no medical kit can deal with all possible illnesses and injuries. Technical rescue equipment is discussed in Chapters 37 and 39.
Anchors
Rope is preferred to webbing for use in rescue anchors, because it is more abrasion resistant and usually stronger. One method of anchoring a rope is to use the end of a rope that has been wrapped three or more times around a substantial object such as a tree and clipped back onto itself (Figure 38-1). This method, which is known as a tension-less anchor, provides an anchor that is as almost as strong as the rope itself.
Webbing used for climbing and mountaineering is often pre-sewn into a continuous loop. Webbing loops may be used in a basket hitch configuration (Figure 38-2) or a girth hitch configuration (Figure 38-3) around an anchor point. When using a girth hitch, care should be taken to align the load properly, as shown in the figures.
Some climbers and mountaineers prefer to use a version of 25-mm (1-in) tubular nylon webbing that is not pre-sewn. This allows for greater customization and adaptability, because it may be tied to whatever length is needed for a given situation. Ends of nylon webbing should always be joined with a water knot; this is also known as a ring bend. This and other knots are covered in Chapter 95. Spectra is a very slippery fiber that does not hold knots well, and Spectra webbing should only be used if it is pre-sewn. If Spectra webbing must be tied in an emergency situation, a pre-tensioned triple fisherman’s knot with plenty of excess tail has the best chance of holding.
When webbing is tied around an anchor point such as a tree, the most secure method is to wrap the webbing three times around the anchor and then to pull two of the strands out as clip-in points (Figure 38-4). The water knot joining the two ends of the webbing should be positioned so that it is on the back side of the strand that is left tensioned around the anchor point.
Because rigging two anchors is desirable, sharing the load between the two anchors from the outset may also be a good plan; this type of anchor system is known as a load-sharing anchor. A load-sharing anchor shares the load between multiple points (Figure 38-5). One concern with a load-sharing anchor is that, unless the fall line is completely consistent, there will be times at which one or the other of the anchor points will bear most or even all of the load. For this reason, a load-sharing anchor should not be used to justify multiple weak anchor points.
Descent
Although using a harness can be avoided in some terrain with the dulfersitz rappel technique, this method of descending is useful for very short descents or in desperate circumstances; it involves wrapping the rope between the legs and around the body to provide friction (Figure 38-6). This technique can be painful to use, even under one’s own weight, and it is certainly not sufficient when carrying another person. Another method, the arm wrap (Figure 38-7), is less uncomfortable, but it is also less effective, and does not provide enough friction to be used in vertical terrain.
The Swiss seat harness (Figure 38-8) is a better means of connecting oneself to a rope. It requires about 6 m (21 feet) of webbing, depending on the size of the person. It is much more secure than a simple diaper-style improvisation. Although this method of tying a harness is not easy to remember, the Swiss seat can be mastered with a little practice.
Any descender that provides sufficient friction on the rope may be used. Figure-8 descenders are common, but have the major disadvantages of not providing sufficient friction for a heavy load and of twisting and kinking the rope. Figure-8 descenders can be double wrapped to increase friction (Figure 38-9). Brake racks are commonly used by cavers and rescuers. Manipulating the bars allows for the easy adjustment of the amount of friction; the straight-line design does not twist the rope. In Europe, auto-locking devices such as the Prism and the I’D have become popular because they help to prevent catastrophic failure. Some professional rescue teams use the Brake Tube, which facilitates knot passes. Another popular device that allows for the easy adjustment of friction is the Scarab.
Most climbing belay devices may also be used as descenders. Although some devices may not provide sufficient friction for lowering a heavy load, additional friction may be gained by “stacking” devices (Figure 38-10) or by adding carabiners to assist with the braking action. The Munter hitch is a good improvised technique that provides a reasonable amount of friction for a single climber and that requires only a rope and a carabiner.
Lowering a load may be accomplished either by a rappel-style friction descent (i.e., with the control of the descent occurring by the descending person) at the point of the load or by a lowering system in which the load is controlled by another person from an anchor above the load. One person at a time may descend (Figure 38-11) or be lowered (Figure 38-12), a rescuer may descend with a victim (Figure 38-13), or a rescuer may be lowered with a victim (Figure 38-14). Although it may be necessary for the rescuer to rappel with the victim as a result of a lack of manpower or for other reasons, being lowered has the advantage of permitting the rescuer to focus exclusively on the victim.
FIGURE 38-11 Climber on rappel. In rescue situations, the climber would either be belayed from above or be using a self-belay.
(Courtesy Loui H. McCurley.)
Ascent
An ascending system may be as simple as Prusiks that are rigged with one as a foot loop to provide a movable “step” and the other at the harness to capture progress. Climbers—including most rescuers—usually choose mechanical ascenders (Figure 38-15). Other systems exist that allow for the use of both legs to ascend longer distances more efficiently; these are especially favored by cavers who often ascend long free-hanging ropes.
Haul Systems
The most common (and generally most useful) haul system configuration is the Z-system, which is also known as a 3:1 advantage system. In a 3 : 1 system, the working end of the haul rope is connected to the load, runs to a pulley at the anchor, and then runs back to another pulley that is connected (by Prusik or rope grab) to the working end of the haul rope. Using some sort of a ratcheting device on the side of the first pulley closest to the working end of the haul rope will help to capture progress and prevent catastrophic failure. Prusiks are often used in this progress-capture position, which is facilitated by use of a Prusik-minding pulley (Figure 38-16). Mechanical advantage can be increased further by using additional pulleys (Figures 38-17 and Figure 38-18).
FIGURE 38-18 Five-to-one advantage haul system that shows the litter in the system shown in the previous figure.
(Courtesy Ken Zafren.)
Knot Pass
To pass a knot while on descent, the rappeller should stop several inches above the knot and “lock off” high enough so that the descender will not jam into the knot. An auto-locking descender is especially useful. Once tied off, the rappeller connects an ascender (either mechanical or a Prusik) to the rope above the descender and then continues to rappel until the ascender is under tension and the descender can be removed from the rope. After reattaching the descender below the knot, the rappeller then just needs to remove the tension from the ascender and to reload the descender. This can be accomplished either by attaching another ascender with foot loop to the rope and stepping up (Figure 38-19) or by making a loop with the rope itself and stepping up. Care should be taken to ensure that the rappeller always has a secure attachment from the rope to the harness at waist level.
FIGURE 38-19 Knot pass on rappel. The technique is similar to that used to ascend a rope.
(Courtesy Loui H. McCurley.)
One-On-One Pickoff
To perform a pickoff that is controlled from above, the descending rescuer ties into the end of the rescue rope using an appropriate end knot (e.g., figure-8 knot, bowline knot). A descender is anchored to a secure anchor at the top of the drop, and an experienced brakeman takes control of the lowering process (Figure 38-20). A secondary system may be used as a belay if resources permit. Communications between the rescuer and the brakeman are critical. All actions are initiated by the rescuer; in other words, the rescuer is in the command role. The exact commands vary by region and training, but it is crucial that the brakeman and the rescuer agree about them in advance. The following is a good example of appropriate communications.
FIGURE 38-20 Friction brake load lowering. The rescuer is using a friction brake to lower a rescue load down a vertical face.
(Courtesy Loui H. McCurley.)
Highlines in Rescue
When rigging highlines, consideration should be given to selecting a location with as narrow a span as possible, with sufficient high anchorages, and with room to work on both sides of the span. Horizontal highlines are suspended from two points that are close to the same level, whereas steep-angle highlines are suspended between two points where one is at a much higher level than the other. Highlines may also be suspended from points that result in an intermediate angle. Separate lines (tag lines) are used to pull the load along the highline (Figure 38-21). Special rigging can be added to a highline to make it possible to raise and lower loads from the span.
Tensioning the Main line
There are several theories and complex mathematical equations for working out the appropriate amount of sag. To simplify the calculations, many people use “the 10% rule.” This is a very conservative method of tensioning a highline. According to the 10% rule, for every 100 kg (225 lb) of load and every 30 m (100 feet) of span in the rope, there should be a sag of 3 m (10 feet).44 Other methods may not be sufficiently conservative, especially for ropes with minimal elongation characteristics. Unless a rescuer is incorporating some sort of force measurement system and is thoroughly experienced with rigging, a very conservative approach is recommended.