Technical Rescue, Self-Rescue, and Evacuation

Chapter 38 Technical Rescue, Self-Rescue, and Evacuation



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Accident on Mt Kenya—1970


On September 5, 1970, two young but experienced Austrian climbers, Gert Judmaier and Oswald Oelz, who were both medical doctors, climbed Mt Kenya (5199 m [17,057 feet]). which is the second highest mountain in Africa. After 6 hours of enjoyable climbing on firm granite, they were enveloped in fog. With some difficulty, they managed to find Shipton’s Notch, which is the key to the last part of the summit ridge. It was snowing when they reached the summit, and snow squalls increased as they descended back to Shipton’s Notch.


Gert held onto a boulder while looking at the descent route as his partner, Oswald, prepared a rappel anchor. All of a sudden, the boulder and Gert both fell down the rock face. Oswald was able to catch the unwinding rope in his hands, although he lost skin from his fingers and palms; Gert’s fall was broken momentarily by a rock rib, and he was then able to wrap the rope around his left arm and elbow to stop the fall.


When Oswald climbed down, he found that Gert was bleeding profusely from an open tibia fracture. Oswald made a binding to control the bleeding. There seemed to be little or no hope of evacuating the injured climber down the long and complex descent route. It seemed certain that Gert would die from hemorrhagic shock, hypothermia, or fat embolism, but, as long as Gert was alive, Oswald was determined to do what he could. He packed Gert in extra clothes and put him in a bivouac sack, which he anchored to the wall by two pitons. He then left Gert with all of their provisions: a deciliter of whiskey and a box of stewed plums.


After a harrowing descent in a snowstorm, Oswald reached the Kalmi Hut, where eight British and American climbers were waiting for favorable weather to attempt the climb. Some of the group descended that night to a lower hut, where they found a radio and medicines.


The next day, Oswald and one of the other climbers tried to ascend to his injured partner. The snowfall became heavier. The other climber had increasing symptoms of acute mountain sickness. They had to turn around, and they reached the hut again after dark. Oswald felt terrible that his friend would now die alone if he wasn’t in fact already dead. Four climbers from the Kenya Mountain Club had arrived with medicines and rescue equipment, but they were also suffering from acute mountain sickness. They had previously discussed the possibility of rescuing someone with a serious injury from Mt Kenya, and they had concluded that it would be impossible; however, they still wanted to try.


The following day, Oswald and one of the rescuers reached Gert, 48 hours after Oswald had left him. At first there was no answer when they called, but then Gert pushed the bivouac sack to one side and said, “My God, you’re still alive.” Oswald called into the radio that Gert was alive, but he received no answer. However, more rescuers had arrived and heard the message. Oswald gave Gert an injection of morphine. Gert drank a little and immediately threw up. All three men spent a cold and uncomfortable night on the rock ledge.


The next day, September 8, they made a splint for Gert’s leg. The other climber tried to carry Gert on his back, but Gert immediately cried out in pain and fainted. Gert seemed to be dying and he could not swallow fluids, but Oswald did not yet have intravenous (IV) fluids. That night, Gert asked Oswald several times to unclip him from the anchor so that he could roll over the rock ridge and fall to his death.


In the morning, the group heard the sound of several airplanes and then a helicopter. Suddenly their hopes rose, but then there was a loud bang followed by silence, and the helicopter sound stopped. Their assumption that the helicopter had crashed later proved to be correct; the pilot had been killed trying to save them. That afternoon, four more rescuers arrived and brought IV fluids. After at least 20 attempts, Oswald got the needle into Gert’s vein, but it slipped out again. Finally, Oswald was able to establish an IV line and to give Gert a liter of fluid. During the night, however, the IV fluids froze. In the morning, Oswald thawed out the bottle with a gas stove.


The morning of September 10 was very cold. The five rescuers built a cableway for the difficult traverse to the ascent route. Attempting to use this to transport Gert caused him unbearable pain, so they had to wait for a litter to arrive. Meanwhile, Oswald used up the IV fluids and morphine. Everyone’s morale reached a low point during a heavy afternoon snowstorm.


On September 11, Gert had been lying on the small rock projection for 6 days and 6 nights. He was still alive, but he was delirious and had a high fever. At midday, the litter arrived. The rescuers used the cableway to carry the litter on a traverse through technical terrain. By dark, they reached the top of the vertical pitch down which they would have to lower Gert.


After a restless night, the group began the descent by rappel, using two ropes at all times to secure the litter and the accompanying rescuers. During a violent snowstorm, they reached the beginning of a traverse over a sharp ridge. There was no way to build a 60-m (197-foot) cableway to the next rock tower with the little remaining rope. It was an impossible problem.


At that moment, Werner Heim, a well-known Austrian mountaineer and rescuer, emerged from the fog and the snow squalls. He and six other rescuers from Tyrol, Austria, had heard about the accident 24 hours after it had happened. They had flown to Nairobi on one day’s notice. Two days later, they arrived at the foot of the mountain. Five of them had just returned from the Himalayas and were still acclimatized to high altitude, so they were able to ascend quickly. They had already prepared the entire further rappel route. The remaining lowering was very rapid as a result of the help of these well-trained rescuers, who functioned as a coordinated team. It was midnight when they arrived at the foot of the mountain. Meanwhile, Dr. Raimund Margraiter, a member of the rescue team, had given Gert additional IV infusions.


At 4 AM, Dr. Margraiter and Oswald undid the bandages on Gert’s leg. The smell and the sight of the protruding tibia chased away all of the other onlookers. That morning, police porters helped to carry Gert on the stretcher several hours to the nearest road. They reached the hospital in Nairobi that evening. The surgeon cleaned the wound, and, contrary to expectations, did not perform an amputation.


Oswald was proclaimed a hero in Kenya. Gert underwent a series of operations over more than one year. Both Gert Judmaier and Oswald Oelz went on to distinguished medical careers. Twenty years later, they climbed Mt Kenya again, along with some of the rescuers. At the spot of the fall, they thought about the young helicopter pilot, and they fastened a bronze plaque to the rock with the following inscription: “In memoriam, Captain Jim Hastings who lost his life in saving mine. Gert Judmaier 1970-1990.”


Adapted with permission from Mit Eispickel and Stethoskop (With Ice Axe and Stethoscope) by Oelz O: Mit eispickel und stethoskop, Zürich, 1999, AS Verlag.


Activities in wild and remote areas can bring great rewards, but they also carry risks of illness, injury, and death. In the wilderness, resources for treating illnesses and injuries are limited. The best plan is to decrease the likelihood of medical problems by taking steps to decrease risks. For example, it is best to ascend slowly to decrease the risk of altitude illness. It is also wise to know how to recognize altitude illness and to know when and how to descend to a lower altitude.


In practice, the terms rescue and evacuation have considerable overlap. The processes of rescue or evacuation may include the additional provision of medical care. This chapter is primarily about mountain rescue, but the principles are applicable to rescue in general. The best plan for a rescue in the mountains is to not need one. If someone is stranded, ill, or injured in the mountains, the next best option is self-rescue or rescue by one’s own party. If these plans fail, help from outside resources and agencies will be necessary.


The most basic form of rescue is self-rescue that is performed by the patient or by his or her companions. Organized rescue by outside agencies originally evolved from self-rescue. Organized rescue can often offer the use of specialized resources and equipment to accomplish a rescue. This chapter focuses specifically on self-rescue and on the problems of rescue and evacuation in specific situations, especially technical climbing and mountaineering.


Medical care in technical settings is not just emergency medical services being provided on a mountain,47,63 nor is it the same as combat casualty care; however, there are similarities to both. Care is usually delayed as compared with most prehospital settings. There is more blunt and less penetrating trauma than in combat casualty care.26 Victims with serious airway problems or severe bleeding are likely to be dead by the time that medical care arrives, although immediately life-threatening bleeding is less likely from blunt trauma than from penetrating trauma.


It is challenging to provide medical care in technical environments. In addition to the limitations of wilderness medicine (i.e., the art of the possible), there are dangers for both the rescuer and the patient. Medical providers who plan to work in technical terrain should have adequate skills to ensure that they can function safely under the conditions that they expect to encounter. These skills should be learned by proper instruction and training before traveling in technical terrain and providing medical care in wilderness and remote areas.




Epidemiology


Wilderness travel is generally quite safe, with the exception of various high-risk activities such as high-altitude mountaineering,30 backcountry skiing in avalanche terrain, and paragliding. There are limited data about the types of illness, injury, and death of wilderness travelers and even less about the types of morbidity and mortality of rescuers. Rescuers should be especially well prepared for the most common causes of injury and illness in victims.



Risks of Wilderness Travel




In a study of helicopter rescues and deaths among trekkers in Nepal from 1984 to mid 1987, there were 23 deaths and 111 helicopter rescues with a total of 148,000 trekking permits.69 The incidence of helicopter rescue was 75 per 100,000, and the incidence of death was 15 per 100,000. The most common causes of death were trauma (11 persons), illness (8 persons), and altitude illness (3 persons). In a follow-up study of deaths among trekkers in Nepal from mid 1987 to 1991, there were 40 deaths among 275,950 trekkers, for a death rate of 14 per 100,000.68 Trauma was the cause of 12 deaths, and altitude illness caused 10 deaths. There were 4 deaths thought to be caused by heart attacks and 3 deaths from apparent diabetic ketoacidosis above 4000 m (13,100 feet). A small cohort study in one trekking group in Nepal showed that the rates of illness were similar between trekkers and porters.1


In the Alps, an Austrian study estimated the death rate for mountain hiking at 4 per 100,000 hikers annually. About 50% of these deaths were sudden cardiac deaths.10


In North America, there have been several studies in national parks. Some of these are difficult to interpret, because they include both wilderness and nonwilderness activities. In a study of national parks in the state of Washington, the overall injury rate was 22 per million visits. Two-thirds of the injuries occurred during hiking (55%) and mountaineering (12%), but the number of visits related to these activities was not reported.71 A California study that looked only at wilderness activities estimated a mortality rate of 0.26 deaths per 100,000 visits, mostly as a result of heart disease, drowning, and falls.48 The rate of nonfatal events was 9.2 per 100,000 visits. Injuries accounted for more than 70% of all nonfatal events, and these most frequently affected the lower extremities (38%).


The risks of climbing in wilderness areas are harder to quantify. In data from mountaineering accidents in North America that included climbing accidents in nonwilderness areas from 1951 to 1995, 80% of the accidents involved a fall or a slip or being hit by a falling object.36 In more recent figures (covering 1951 to 2007 in the United States and 1951 to 2005 in Canada), 71% involved a fall or a slip or being hit by a falling object, 4% involved “exceeding abilities,” and 3% involved illness.84


A number of studies have attempted to quantify the mortality rate of various activities in the mountains, including mountaineering. One review claimed that, in the United States, the mortality rate per 100 participants was 0.6 for mountaineering and 0.2 for hang gliding.85 The number for mountaineering is not substantiated by any data or reference, is not credible, and is certainly far too high. A New Zealand study estimated a fatality rate of 1.9 per 1000 climber-days in Mt Cook National Park, with a large variation between high-risk areas (6.5 per 1000 climber days) and low-risk areas (0.3 per 1000 climber-days).43 A study of climbing fatalities on Denali (Mt McKinley) estimated 3 climber deaths per 1000 summit attempts.45 Fatality rates of the world’s highest mountains generally increase with increasing altitude.30


For more information about avalanche risks, please see Chapter 2.



Injuries and Illnesses in Mountain Rescue Victims


There are many published studies of mountain rescue victims. A Scottish study of 622 callouts comprised 333 victims,26 and there were 57 fatalities. Of the living victims, 78% had traumatic injuries, 8% had major trauma, 4% had spinal injuries, 8% had nontraumatic medical problems, and 14% were cold or exhausted. The author concluded that mountain rescuers provide “an advanced level of care” for many victims. Another study, which comprised the entire United Kingdom, showed a preponderance (75%) of rescue casualties due to “hillwalking,” with more than one-half of the injuries affecting the lower extremities.50


A study of mountain search and rescue victims from three national parks in the Canadian Rockies found 317 emergency operations that involved 406 persons over a 4-year period.83 Of these incidents, 44% involved hikers, and 50% were the result of “slips and falls.” About 60% of victims were injured. Injuries to the extremities accounted for 68% of the injuries. There were 40 fatalities; 45% were caused by avalanches, and 28% were caused by slips and falls.


A study of wilderness search and rescue in New England looked at 321 incidents that involved 457 victims, 57% of whom were hiking at the time of the incident.19 Injuries were involved in 39% of the rescues, and 40% involved lost and missing persons. The author noted that a rescuer was injured during 2.5% of the rescues.


A study of climbers on difficult routes in the Sierra Nevada in California found 215 mountaineering accidents in a 5-year period.46 Acute mountain sickness or hypothermia was noted in 104 patients. There were 17 deaths, most commonly as a result of head injuries. There were 94 injuries involving the ankle and the distal tibia.



Preventive Decision Making



Risk Reduction


Technical rescue, especially technical self-rescue, is often difficult and sometimes dangerous. It may present impossible challenges, with the result that an ill or injured person may not survive. The best strategy is to prevent the need for rescue.


Proposed wilderness trips and mountain rescue missions should be examined carefully to ensure that the risks are within tolerable limits. In aviation, this is formalized with the use of rules and especially checklists that cover multiple aspects of a proposed flight. Tolerable limits in commercial aviation are very strictly defined, and the tolerance of risk is extremely low. In mountaineering, there may be a high level of unavoidable risk. The acceptable risk varies with the purpose of the trip or mission. A recreational rock climb has a very low acceptable risk, whereas an expedition to a remote unclimbed peak or a military mission in technical terrain may have a much higher level of acceptable risk.


Things to be considered before approving a proposed trip or mission include whether the abilities, training, and experience of the participants are adequate to meet the demands of the proposed operation. Participants should have an adequate level of fitness and technical skills to complete the operation safely. Unless there is only one participant (i.e., a solo climb), it is important that participants be able to function as part of a team. This may require special training, ideally with the individuals who will be their teammates on the operation. Interpersonal skills—especially the abilities to communicate and to get along well with others—may be crucial to both prevent and solve problems that occur during the trip.


The acceptable level of risk should be decided before the trip or operation begins. All participants should agree regarding this acceptable level. As problems arise, proposed solutions should be examined in the light of acceptable risk. Only in extreme circumstances should the level of acceptable risk be adjusted during the operation.


One key to reducing the risk of injury or illness is to establish and adhere to a culture of safety. Aviation operations provide lessons regarding how to establish and maintain a culture of safety. Aviation takes place in a highly technical environment in which one small mistake can be fatal. The high degree of safety in modern aviation, especially commercial aviation, is due in large part to the enforcement of a culture of safety. Every procedure that occurs during activities in technical terrain should be scrutinized to make sure that it does not introduce unnecessary risks. For example, climbers should check the security of each other’s climbing harnesses and tie-ins before climbing or descending, no matter how experienced the climbers. It is best if the team also agrees to standard procedures, such as always tying in to the rope the same way; this makes deviations from safe procedures less likely to occur and easier to spot when they do.


The aviation industry depends heavily on the use of checklists. This innovation has allowed commercial aviation, which is an inherently hazardous activity, to achieve low levels of risk to the traveling public. Because flying is a well-characterized activity, the decision process can be successfully characterized. Variables (e.g., weather, aircraft maintenance, flight crew training) and flight crew fitness factors (e.g., rest, prohibition of the use of alcohol and other drugs) can be quantified and acceptable limits established. The decision of whether to launch a flight or not is tightly regulated.


Parameters of wilderness operations are not as well characterized or regulated as those of aviation, but many aspects can be characterized. Checklists that address equipment and its use are underused. For example, climbers can use checklists to guide their use of climbing harnesses, rope systems, and other technical aspects of operations. Checklists are commonly used by organized rescue groups to inspect individual systems, such as anchors, knots, the rigging of litters, and communications.


Another example from the aviation industry is the use of redundancy and backup systems. No commercial aircraft takes off with a single working altimeter. Although weight restrictions in wilderness operations often make the use of redundancy problematic, it is worth considering what would happen if each piece of equipment were to fail. Trusting one’s life to a single rope or carabiner is often necessary in climbing; however, during an organized rescue, backup systems are usually standard.


There are many wilderness areas from which successful evacuation would be extremely difficult or even impossible in the case of injury or if crucial equipment is lost or damaged. Expeditions in these areas require an extra degree of care to avoid the need for evacuation, but members should also be aware of and accept these risks. Soldiers on military operations routinely accept risks that would be unacceptable in civilian life. Many expeditions in the Himalayas are now done “alpine style,” with climbers planning rapid ascents with minimal equipment, rather than in the traditional “expedition style,” with a series of camps and a chain of supplies putting climbers close enough to the summit for a 1-day push to the top. The alpine style is riskier, even with a high level of training and skill, but it can achieve goals that are impossible with expedition style climbs.


Increased risk has always been the price for pushing the envelope in wilderness travel. Ernest Shackleton allegedly advertised his famous Antarctic expedition with this unlikely description: “Men wanted for hazardous journey. Small wages, bitter cold, long months of complete darkness, constant danger, safe return doubtful. Honour and recognition in case of success.”81



Planning


Any climbing trip, expedition, or rescue mission should have a plan of operation that is determined beforehand; this is sometimes called a pre-plan. The pre-plan includes such aspects as a timeline for preparation, travel, and the achieving of objectives as well as the roles of each participant, including leadership and working groups. The plan should also evaluate potential difficulties of travel to remote areas, anticipate risks, and formulate strategies for dealing with problems. Safety culture and standard operating procedures are part of the plan. Planning should also include contingency plans.


Medical planning looks at the members of the group to address any preexisting medical conditions and to prepare for known medical risks. Medical risks include infectious diseases, environmental exposures, and preventable conditions. Medical planning also addresses the risk of injury.


Planning considers the skill sets of the participants and determines if these match the particular technical environments that are likely to be encountered and if they are commensurate with the acceptable level of risk. If some members of the group lack specific technical or medical skills, they can plan additional training and practice before departure; alternatively, at the start of the trip, members can be added who possess the necessary skills, or the decision can be made to accept a higher level of risk. It is possible to add members in support roles who do not participate fully in the expedition. Examples of supporting members include medical providers who will stay at base camp on a mountaineering expedition and contact persons who are not on the expedition but who can activate an organized rescue if necessary.


No expedition or group can include rescue experts and medical providers with the necessary skills and equipment to deal with all potential problems. The organizers will establish a balance among expertise (both technical and medical), available equipment, and level of risk. It is better to do this explicitly rather than after being surprised with problems during the expedition. Equipment that fails or that is lost cannot be replaced during a wilderness trip. Equipment for rescue or medical care must be carried if it is to be available when needed. Planning for a wilderness trip must include decisions about taking backup equipment, rescue equipment, and medical supplies.


It is important to recognize that physicians or other medical providers who are participants may not have the level of training and experience necessary to function effectively, especially in austere environments. Potential limitations include problems that are outside of the provider’s specialty area, that require special training that the provider does not possess, or that require special equipment that has not been brought. Even highly trained and well-equipped wilderness medicine experts will not be able to provide the same level of care in the wilderness that they can provide in an ambulance or hospital.


The organizers and participants should plan their response to illness, injury, or death. How will rescue or recovery be organized? Will the group stay together or be split? A good pre-plan can organize a group and increase the overall safety of the activity. Beyond self-rescue, the group should consider a plan for coordinating outside rescue if it is needed. With cell phones and satellite phones, no part of the world is completely isolated. Although some individual travelers and groups may prefer the risk of being completely on their own, most groups now have the possibility to communicate the need for outside help. The group can also delegate a support person who is not on the trip to arrange outside help if the group fails to communicate according to a prearranged plan.




Communications


To operate effectively, climbing teams and rescue teams should have a standard vocabulary that is used and understood by all members. For example, a rock climber will not start climbing until the person who is using the rope to safeguard his or her progress (i.e., the belayer) has indicated readiness to hold a fall. The technique of “readback” is used to minimize errors. The climber asks, “On belay?” The belayer answers, “Belay on.” The climber then says, “Climbing.” The belayer answers, “Climb” or “Climb on.”


Many standard vocabularies have evolved over time to be concise and to limit the potential for confusion. In aviation, each letter has a corresponding word. For example, the letters f and s can be easily confused when spoken, but the corresponding words foxtrot and sierra are quite distinct. Ground-to-air signals (signs and arm signals) and radio language are other examples of standard vocabularies that can be useful for climbers, members of expeditions, and rescue teams.


Climbers sometimes find themselves in situations in which communication has been disrupted. It can often be surprisingly hard to communicate by voice with a climber who is at the other end of a rope. Difficulties can be caused by wind, running water, or the fact that one climber has fallen into a crevasse. Radios are generally the best method of communication in such circumstances, but small climbing parties may not have radios, and radios may fail. A redundant form of communication involves using tugs on the rope to communicate. Climbers must know the system of rope signals to be used and practice it with each other in advance to avoid potentially fatal misunderstandings.


Many expeditions and most rescue operations will require the use of radio communication among members and often with outside parties. All participants should be able to use standard radio etiquette. Although there are some international variations in vocabulary, the form is relatively standard worldwide. Spare batteries should be available, and preplans should be in place in case radio communications fail. In some areas, the use of cell phones for communication is practical. Expeditions should consider carrying satellite phones in areas that do not have other reliable means of communication with external rescue resources.


In case of an emergency, if the usual means of communication are not available or have been disrupted, participants may need to give a distress signal. Special equipment (e.g., headlamps, whistles, flares) may be useful to call for help. A recognized distress signal is any signal in groups of three. The recipient of a distress call should answer with the use of the same means, if possible, so that the victim’s party knows that the distress call has been received.


Communications are covered in further detail in Chapter 96.





Wilderness Medicine Technical Rescue


Survival of an injured person may depend on the speed of rescue and the care given during and after the rescue. Any group that is planning to travel in remote, steep, or technical terrain should have specific plans for potential emergencies, assess possible scenarios, and prepare in advance for rescues. The plan for rescue should include clearly defined leadership roles and sufficient technical capabilities. In a perfect world, there would be a plan to ensure that help would be provided promptly to anyone who needed it. Ideally, specific rescue equipment to carry out any foreseeable rescue and a medical kit to deal with any problem should be available. However, the ideal seldom occurs in the wilderness, rescue equipment can be heavy, and no medical kit can deal with all possible illnesses and injuries. Technical rescue equipment is discussed in Chapters 37 and 39.


Every technical rescue operation involves some amount of improvisation, because every rescue is different. This variability demands thought and creativity when developing a solution, and it often includes including technical rigging. Most technical rescue operations have a few basic concepts in common: anchors, descent, ascent, raising, and lowering. The ability to apply principles related to all of these concepts in low-angle, high-angle, vertical, and overhanging terrain—whether hanging or with feet planted firmly on the ground—is an essential part of the rescuer’s tool kit.



Anchors


Anchors for rescue are similar to climbing anchors except that they are implemented with the understanding that they may be subjected to loading by more than a single person (i.e., some combination of rescuers, a patient, and equipment). Rescue anchors need to be stronger than normal climbing anchors.


The simplest single-point anchor consists of wrapping a piece of webbing or rope around a “bombproof” anchor point, such as a tree or a rock. In this case, the strength of the anchor will depend on the strength of the anchor point and the connecting components, which may include webbing, rope, and carabiners.


Rope is preferred to webbing for use in rescue anchors, because it is more abrasion resistant and usually stronger. One method of anchoring a rope is to use the end of a rope that has been wrapped three or more times around a substantial object such as a tree and clipped back onto itself (Figure 38-1). This method, which is known as a tension-less anchor, provides an anchor that is as almost as strong as the rope itself.



A single strand of 25-mm (1-inch) nylon webbing (sling) is rated at about 18 kN (4000 lbf), whereas a single strand of 11-mm (0.4-inch) nylon static or low-stretch rope is rated at about 27 kN (6000 lbf). High modulus fibers such as aramid (Kevlar) and ultra-high-molecular-weight polyethylene (Spectra) are even stronger but offer little or no elongation (stretch). Elongation is an important part of rope-based systems: when a shock load occurs, stretch in the ropes and webbing decreases sudden impact on the anchor and on persons who are in the system. High modulus fibers increase the risk of anchor failure and injury caused by shock loading; they should only be used with great caution in rescue work.


Webbing used for climbing and mountaineering is often pre-sewn into a continuous loop. Webbing loops may be used in a basket hitch configuration (Figure 38-2) or a girth hitch configuration (Figure 38-3) around an anchor point. When using a girth hitch, care should be taken to align the load properly, as shown in the figures.




Some climbers and mountaineers prefer to use a version of 25-mm (1-in) tubular nylon webbing that is not pre-sewn. This allows for greater customization and adaptability, because it may be tied to whatever length is needed for a given situation. Ends of nylon webbing should always be joined with a water knot; this is also known as a ring bend. This and other knots are covered in Chapter 95. Spectra is a very slippery fiber that does not hold knots well, and Spectra webbing should only be used if it is pre-sewn. If Spectra webbing must be tied in an emergency situation, a pre-tensioned triple fisherman’s knot with plenty of excess tail has the best chance of holding.


When webbing is tied around an anchor point such as a tree, the most secure method is to wrap the webbing three times around the anchor and then to pull two of the strands out as clip-in points (Figure 38-4). The water knot joining the two ends of the webbing should be positioned so that it is on the back side of the strand that is left tensioned around the anchor point.



Because a key premise of any rescue—as of medicine—is to do no harm, placing two anchors rather than one is often desirable. There are many strategies for rigging multipoint anchors. The first decision is whether one anchor will provide “backup” to the other or if the load will be shared between the two. If rigging is done so that one anchor provides backup to the other, keeping the two anchors in line with one another and the fall line—and pre-tensioning between the two, if necessary—will help prevent catastrophic swing or shock load in the event of a failure. No anchor should ever be used unless it can be reasonably expected not to fail, so in principle this should not be a problem.


Because rigging two anchors is desirable, sharing the load between the two anchors from the outset may also be a good plan; this type of anchor system is known as a load-sharing anchor. A load-sharing anchor shares the load between multiple points (Figure 38-5). One concern with a load-sharing anchor is that, unless the fall line is completely consistent, there will be times at which one or the other of the anchor points will bear most or even all of the load. For this reason, a load-sharing anchor should not be used to justify multiple weak anchor points.



One method to avoid uneven loading between anchor points is to rig the load-sharing anchor so that it is allowed to self-equalize. This kind of rigging allows the load to remain distributed more consistently by multiple anchor points, even as the load moves across the fall line. The risks of self-equalizing anchors are often debated in climbing and rescue circles. If a sling that is too long is used to connect the anchor points, the failure of one of the points could create an excessive fall distance and a potentially high-impact load. Another useful technique is to use individual anchor slings (e.g., rope) with some force-absorbing qualities (e.g., elasticity) to extend outward from the anchors to a very short Spectra sling. The slipperiness of Spectra allows for better equalization of the load. In addition, using a short sling helps to prevent a long fall.


With any multipoint anchor system, the angle formed by the lines between the two anchors should be as acute as possible. As the angle increases, so does the amount of force placed on each anchor point. Generally, the maximum angle should be 90 degrees. The angle should never exceed 120 degrees. If circumstances demand the use of an angle of more than 90 degrees, increased forces at the anchors, at the anchor line terminations, and on other components in the system should be taken into account.


When an anchor is attached to a structure that clearly has more than adequate strength, it is still advisable to anchor each line separately by using two slings or two connectors, even if both slings or connectors go around the same anchor point. Anchors should ideally be unquestionably reliable, be placed so that the rescuer can maintain a working position without difficulty, and be designed so that rescuers can connect to or disconnect from the rope system in an area in which there is no risk of a fall from a height.



Descent


The term pickoff refers to rescuing a person who is in technical terrain, usually on a cliff. The person may be an injured climber or a climber who is uninjured but who needs to be removed from a vertical or near vertical setting, usually as a result of his or her inability to self-rescue safely or in a timely fashion. Basic descending techniques provide the foundation for a rescue pickoff. Equipment necessary for descent includes an anchored rope, harness, and descending device.


Although using a harness can be avoided in some terrain with the dulfersitz rappel technique, this method of descending is useful for very short descents or in desperate circumstances; it involves wrapping the rope between the legs and around the body to provide friction (Figure 38-6). This technique can be painful to use, even under one’s own weight, and it is certainly not sufficient when carrying another person. Another method, the arm wrap (Figure 38-7), is less uncomfortable, but it is also less effective, and does not provide enough friction to be used in vertical terrain.




The Swiss seat harness (Figure 38-8) is a better means of connecting oneself to a rope. It requires about 6 m (21 feet) of webbing, depending on the size of the person. It is much more secure than a simple diaper-style improvisation. Although this method of tying a harness is not easy to remember, the Swiss seat can be mastered with a little practice.



Any descender that provides sufficient friction on the rope may be used. Figure-8 descenders are common, but have the major disadvantages of not providing sufficient friction for a heavy load and of twisting and kinking the rope. Figure-8 descenders can be double wrapped to increase friction (Figure 38-9). Brake racks are commonly used by cavers and rescuers. Manipulating the bars allows for the easy adjustment of the amount of friction; the straight-line design does not twist the rope. In Europe, auto-locking devices such as the Prism and the I’D have become popular because they help to prevent catastrophic failure. Some professional rescue teams use the Brake Tube, which facilitates knot passes. Another popular device that allows for the easy adjustment of friction is the Scarab.



Most climbing belay devices may also be used as descenders. Although some devices may not provide sufficient friction for lowering a heavy load, additional friction may be gained by “stacking” devices (Figure 38-10) or by adding carabiners to assist with the braking action. The Munter hitch is a good improvised technique that provides a reasonable amount of friction for a single climber and that requires only a rope and a carabiner.



Lowering a load may be accomplished either by a rappel-style friction descent (i.e., with the control of the descent occurring by the descending person) at the point of the load or by a lowering system in which the load is controlled by another person from an anchor above the load. One person at a time may descend (Figure 38-11) or be lowered (Figure 38-12), a rescuer may descend with a victim (Figure 38-13), or a rescuer may be lowered with a victim (Figure 38-14). Although it may be necessary for the rescuer to rappel with the victim as a result of a lack of manpower or for other reasons, being lowered has the advantage of permitting the rescuer to focus exclusively on the victim.







Ascent


Any person who intends to descend a rope should also be able to ascend—even if only for a few feet—to self-extricate in the event of a mishap. Something as simple as catching a shirtsleeve or not having effectively planned an exit point could become a catastrophic event for a person who is unable to ascend.


Ascending may be accomplished with the use of an ascending device or of soft cams (i.e., slings or ropes that grab the main rope as a result of friction) rigged into a system that ensures that if either ascender should become dislodged, the user will be caught in a seated position by the other ascender.


Mechanical ascenders are more efficient than are soft cams. A mechanical descender generally consists of a shell that wraps around the rope and a toothed cam device to grip the rope. Some mechanical ascenders have handles, whereas some are designed to attach to the harness to allow progress only in the forward direction. Some ascenders are more sturdily constructed than others; others have less aggressive teeth for use with heavier loads. Prusiks are the most common type of soft cams, and they may also be used for ascending. A Prusik consists of a pre-tied loop of rope that is at least 2 mm (0.08 inch) smaller in diameter than the main line. When wrapped around the main line, a Prusik grips the rope firmly. If more friction is desired, an additional wrap can be made around the main line.


An ascending system may be as simple as Prusiks that are rigged with one as a foot loop to provide a movable “step” and the other at the harness to capture progress. Climbers—including most rescuers—usually choose mechanical ascenders (Figure 38-15). Other systems exist that allow for the use of both legs to ascend longer distances more efficiently; these are especially favored by cavers who often ascend long free-hanging ropes.




Haul Systems


Ascending is a one-person activity. When the rescuer reaches the victim, it will be difficult or even impossible to ascend with the patient connected to the rescuer’s system. For this situation, the rescuer must know how to create a mechanical advantage system to provide greater lifting force. Haul systems used by rescuers can be complex and technically challenging. However, most of the time such complexity is unnecessary. The same tasks can be accomplished with simple systems.


The most common (and generally most useful) haul system configuration is the Z-system, which is also known as a 3:1 advantage system. In a 3 : 1 system, the working end of the haul rope is connected to the load, runs to a pulley at the anchor, and then runs back to another pulley that is connected (by Prusik or rope grab) to the working end of the haul rope. Using some sort of a ratcheting device on the side of the first pulley closest to the working end of the haul rope will help to capture progress and prevent catastrophic failure. Prusiks are often used in this progress-capture position, which is facilitated by use of a Prusik-minding pulley (Figure 38-16). Mechanical advantage can be increased further by using additional pulleys (Figures 38-17 and Figure 38-18).





A Z-system (or any other haul system) may also be piggybacked onto a main line for the purpose of raising a load. In this case, the ratchet (or progress-capture) device should be placed on the main line, and an attendant should set the ratchet to maintain progress when the system must be reset.



Knot Pass


The ability to pass a knot while on descent or ascent is a basic skill for any potential rescuer. A spare ascender with a short lanyard connected to the harness at the waist is a useful tool for this purpose.


To pass a knot while on descent, the rappeller should stop several inches above the knot and “lock off” high enough so that the descender will not jam into the knot. An auto-locking descender is especially useful. Once tied off, the rappeller connects an ascender (either mechanical or a Prusik) to the rope above the descender and then continues to rappel until the ascender is under tension and the descender can be removed from the rope. After reattaching the descender below the knot, the rappeller then just needs to remove the tension from the ascender and to reload the descender. This can be accomplished either by attaching another ascender with foot loop to the rope and stepping up (Figure 38-19) or by making a loop with the rope itself and stepping up. Care should be taken to ensure that the rappeller always has a secure attachment from the rope to the harness at waist level.



Passing a knot on ascent is much easier. To accomplish this, the climber ascends up to the knot, removes the foot loop ascender from the rope, and then replaces it above the knot. The climber then continues to ascend until the waist ascender is as close as possible to the knot. Next, the spare ascender (which is also attached at the waist) can be placed above the knot, and the rescuer can continue to ascend until the lower waist ascender can be removed from the rope. This technique can also be useful at the top of an ascent, where pulling oneself over an edge can be very difficult.





One-On-One Pickoff


One-on-one pickoff is a useful skill for extricating a person who is suspended from a rope. Although it is possible to perform this maneuver using only the victim’s rope, it is preferable for the rescuer to reach the victim using a separate rescue rope.


If enough rescuers are available and if communications are adequate, the entire operation can be controlled from above. This allows the descending rescuer to have both hands available to manage and care for the patient. A key decision when preparing for a pickoff is whether the rescuer will descend with the victim or remain stationary while lowering the victim to the ground. It is usually better to descend with the victim; this provides added protection and control as well as reassurance.


To perform a pickoff that is controlled from above, the descending rescuer ties into the end of the rescue rope using an appropriate end knot (e.g., figure-8 knot, bowline knot). A descender is anchored to a secure anchor at the top of the drop, and an experienced brakeman takes control of the lowering process (Figure 38-20). A secondary system may be used as a belay if resources permit. Communications between the rescuer and the brakeman are critical. All actions are initiated by the rescuer; in other words, the rescuer is in the command role. The exact commands vary by region and training, but it is crucial that the brakeman and the rescuer agree about them in advance. The following is a good example of appropriate communications.



















For a pickoff that is controlled from above, the rescuer is lowered to within 1 m (3.3 feet) or so of the victim and asks the brakeman for a “stop” when he or she is just able to reach the victim. The rescuer attaches a lanyard (i.e., a sling or rope) to the rope just above the rescuer’s own connection using a carabiner or an ascender. The ascender can be either a mechanical ascender or a tied ascender (e.g., a Prusik). The rescuer then connects the other end of the lanyard to the victim’s harness. If the lanyard is adjustable, slack may be removed by tugging on the tail end of the lanyard. A victim who is attached to his or her own rope by a descender may be removed from that rope by lowering him or her onto the rescuer’s system using the descender. Otherwise, the brakeman at the top will need to build a haul system to raise the victim’s rope until the rescuer can take up enough slack to transition the victim to the rescuer’s rope.


Cutting the victim’s rope should only be done as a last resort. This method introduces the potential hazard of shock loading the rescuer’s rope or cutting the wrong rope, thereby creating a catastrophic failure.


A one-on-one rescue can also be accomplished with the rescuer using the rescue rope to ascend or rappel to the victim and then accomplishing the rescue from a fixed position on the rope. This method is difficult and should only be attempted by experienced rescuers. It requires rigging systems and using raising and lowering techniques either on a vertical surface or on the rope itself while also trying to manage the victim.


In this scenario, the rescuer rappels down or ascends up to the victim using his own rope. Stopping just above but within reach of the victim, the rescuer uses an adjustable lanyard to connect to the victim, with the connection usually being from the victim’s seat harness attachment directly into the carabiner that holds the rescuer’s descender. Attaching the victim to the descender rather than to the rescuer’s harness allows the rescuer more mobility and helps to prevent unsafe cross-loading of the rescuer’s harness.


If the victim is suspended by a descender that is attached to his or her rope, the rescuer may simply use the descender to lower the victim onto the rescue system. If the victim does not have a descender in place, the rescuer may need to build a miniature haul system by using the rescuer’s own rope as an anchor and then raising the victim to disengage the victim from the victim’s system.


A one-on-one pickoff rescue may be used to lower a victim all the way to the ground or merely to load a victim into a litter mid wall. This method should not be used to lower the victim very far unless the victim is in relatively stable condition and will not be further injured by the lower. A badly injured victim or one who is not fully conscious or alert should be loaded into a pickoff seat or litter before moving occurs.



Belays


Belaying involves protecting a climber by means of a rope. In steep terrain, a climber who falls without a belay might fall a long distance and sustain serious injuries, whereas a climber who is belayed is more likely to fall a short distance, if at all, until he or she is caught by the rope. In most organized rescue situations, any rescue system should be belayed, either by a separate rope safeguarding the patient and rescuers or by a double-rope system. This may not be practical in self-rescue. Belay systems require additional time, equipment, personnel, and other resources that may not be available.


A useful approach when deciding whether to belay a rescue system is to balance the probability of failure against the likely consequences of failure. The acceptable level of probability of failure is difficult to determine, and is usually best evaluated by an experienced rescue leader. The level of acceptable risk for any given operation depends on many factors, including the resources on hand, available alternatives, victim’s condition, and consequences of failure.


The consequences of failure are the likely effects on the rescuers and the victims. If a failure were to occur, would rescuers and victims skin their knees, or would they plunge to their deaths? After the probability and consequences of failure have been evaluated, the leader should consider whether the benefits of a belay outweigh the increased risks caused by the time delay and use of resources necessary to set up and operate the belay system.


There are many examples in which the use of a belay may jeopardize the success of an operation. In the case of a critically injured patient, the time required to put necessary resources in place may be a determining factor in the decision to not use a belay. In unstable terrain, a belay may increase the risk of rockfall as a result of the movement of additional personnel and equipment; in that case, belaying might increase rather than decrease the overall risk. On a free-hanging lower, a belay can introduce the potential hazard of tangling lines.


Belay systems can be defined as active or passive, based on the actions required for them to function. An active belay requires the participation of a belayer to work effectively. An example might be a bottom belay for a rappeller or a second brakeman behind the primary brakeman on a lowering device. Running a separate belay line with a lowering device operated by a second brakeman is another example of an active belay.


Active belays offer disadvantages as well as advantages. The greatest disadvantage is that the probability of human failure is generally higher than the probability of mechanical failure. By including a human action in the chain of required responses to a failure, the probability of failure of the belay can be increased. Alternatively, an active belay can be more effectively adapted to the situation (e.g., when changing from lowering to raising).


Passive belays activate automatically in the event of a failure. Advantages of passive belays are that they can sometimes be operated with fewer personnel and that they eliminate the possibility of human failure. However, they often require personnel to operate, and can sometimes engage when they should not do so; this can significantly slow and complicate an operation. Special care must be taken to not overload an automatic belay in a system that consists of more than one person.


In any case, it is best to keep rescue loads as light as possible to reduce the potential for failure. Whatever belay is applied must be capable of withstanding the load that might be placed on it.


If a belay is introduced into a system, the question sometimes arises regarding which anchor should be stronger: the primary anchor or the belay anchor. The answer is that both anchors must be capable of withstanding any anticipated force, with a degree of safety that is acceptable to rescuers.



Highlines in Rescue


Highlines are also sometimes referred to as tyroleans, tyrolean traverses, or telphers. All of these terms refer to a rope or cable that is suspended from one point to another along which people, equipment, and other loads can be moved.


Highlines may be used to transport rescuers, victims, and equipment across a barrier. Highlines can be used to cross deep canyons or gorges, to avoid hazardous or difficult terrain, or to evacuate persons from a hazardous area in which there is no other practical alternative. Highlines are particularly useful for areas in which there is a lot of loose rock on steep faces, because they can keep ropes, rescuers, and victims out of the line of rockfall.


When rigging highlines, consideration should be given to selecting a location with as narrow a span as possible, with sufficient high anchorages, and with room to work on both sides of the span. Horizontal highlines are suspended from two points that are close to the same level, whereas steep-angle highlines are suspended between two points where one is at a much higher level than the other. Highlines may also be suspended from points that result in an intermediate angle. Separate lines (tag lines) are used to pull the load along the highline (Figure 38-21). Special rigging can be added to a highline to make it possible to raise and lower loads from the span.



Highlines should be used with great caution. More than any other rope-rescue system, highlines can overstress rope, equipment, and anchors, thereby causing the system to fail. Highlines also require a great deal of teamwork and communications. They are especially problematic for groups that have not frequently practiced together.



Establishing a Main Line


One of the most difficult tasks when rigging a horizontal highline is to get the initial personnel to the far side and to get the rope and equipment across to them. If there is a person on the far side who is at least somewhat mobile, he or she may be enlisted to assist with this process. There are several available line-throwing devices for sending a pilot line across a chasm; these include professional rope guns, throw bags, and softballs fitted with line connectors.


When a person on the far side has an end of the pilot line, a rescuer can attach a more substantial rope to the pilot line with a knot and a carabiner and ask the person to pull this across the chasm; this rope will then become the main line. The person on the far side can be asked to wrap this rope two or three times as high as possible around a substantial anchor (e.g., a tree) and then clip the carabiner back to the rope.


The main line supports the major portion of the weight of the load in the highline. Although this may be a single line, rigging a double line may be desirable when higher loads are anticipated. Using a static Kernmantle life safety rope as the main line helps rescuers calculate and maintain an appropriate amount of sag in the main line rope to prevent overloading the system.


Because of the stresses that are generated in highlines, main line anchors must be extremely reliable. In a horizontal highline, both main line anchors will be subjected to similar stresses. With steep-angle highlines, the upper anchor will be subject to much higher stress, much as an upper anchor would be in a lowering system. The near-side anchor is the anchor to which the main line rope is initially anchored; this is usually the point from which operation of the highline is initiated and controlled, and it is also usually the anchor that is nearest arriving rescue personnel. The far-side anchor is the anchor to which the main line rope is attached at the far side; this anchor must be at least as strong as the near-side anchor. For a steep-angle highline, the far-side anchor will receive less stress while the load remains near the top. As the load approaches the bottom, the far-side anchor will be subjected to greater stress.


The load that will be transported by the highline, along with the angle or sag in the system, determines the forces to which the anchors and equipment will be subjected. The load could be one person or a victim attached to a rescuer with a substantial amount of equipment.



Tensioning the Main line


One of the most critical activities when rigging a rope for a highline is to include an appropriate amount of sag in the main line. Although a tightly tensioned main line provides an easier path across which to move the load, it is the sag in the line that prevents overloading. A highline system must never be stretched very tight and then loaded; this could cause the rope, equipment, or anchors to become overstressed and fail.


There are several theories and complex mathematical equations for working out the appropriate amount of sag. To simplify the calculations, many people use “the 10% rule.” This is a very conservative method of tensioning a highline. According to the 10% rule, for every 100 kg (225 lb) of load and every 30 m (100 feet) of span in the rope, there should be a sag of 3 m (10 feet).44 Other methods may not be sufficiently conservative, especially for ropes with minimal elongation characteristics. Unless a rescuer is incorporating some sort of force measurement system and is thoroughly experienced with rigging, a very conservative approach is recommended.


To tension the main line, rescuers rig a haul system to a substantial anchor on the near side and then use this to tension the main line after the main line has been secured on the far side. After a line is established and tensioned, one or more rescuers can cross over to the victim’s side to provide medical care and to continue the rigging. When crossing over water, personal flotation devices should be worn by all rescuers and victims. Additional ropes or rigging gear may be transported across by rescuers to provide a partial belay for the first crossing, a tag line for controlling the load, or another main line.


Sep 7, 2016 | Posted by in EMERGENCY MEDICINE | Comments Off on Technical Rescue, Self-Rescue, and Evacuation

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