Psychological Approaches to the Management of Pain, Cognition and Emotion




© Springer International Publishing Switzerland 2015
Gisèle Pickering and Stephen Gibson (eds.)Pain, Emotion and Cognition10.1007/978-3-319-12033-1_10


10. Psychological Approaches to the Management of Pain, Cognition and Emotion



Michael K. Nicholas 


(1)
Pain Education and Pain Management Programs, Pain Management Research Institute, Sydney Medical School – Northern, The University of Sydney: Royal North Shore Hospital, St Leonards, NSW, 2065, Australia

 



 

Michael K. Nicholas



Abstract

Psychological approaches to managing chronic pain have evolved considerably since the 1970s when pioneers like Fordyce first described applications of behaviour change principles to pain and its behavioural manifestations. The settings in which these approaches have been applied have also been greatly extended since Fordyce’s original work in a rehabilitation hospital. This chapter reviews current psychological approaches to the management of persisting pain and associated cognitive, emotional and behavioural changes. This chapter considers primarily cognitive behavioural therapy (CBT) approaches as they have the most empirical support in this field. The theoretical and experimental underpinnings for CBT approaches are described, and this is followed by: (1) a description of the characteristics of CBT methods, (2) the available evidence supporting the use of these approaches in the management of persisting pain and (3) a consideration of the implementation of psychological approaches and their effects on outcomes. There is general agreement in the research literature that the question of ‘does it work?’ has been answered (in the affirmative), and the task now for both clinicians and researchers is to refine our questions. In particular, we need to consider questions like which versions of psychological treatments, for which problems, and how these can be done most efficiently and effectively. An emerging issue is to do with the quality of treatment and that, in turn, raises the question of training. This is starting to be addressed but it is likely to become a much larger issue than was the case even 10 years ago.



10.1 Introduction


Psychological treatments for people with disabling or bothersome chronic pain are based on the understanding that psychological factors contribute to the experience, impact and maintenance of such pain, regardless of original cause. Psychological factors that have been found to influence severity of pain, its impact and maintenance include cognitions (e.g. maladaptive beliefs), mood states (e.g. anxiety or depression) and behaviours (e.g. excessive guarding or avoidance behaviours) – all of which may be influenced by the context in which they occur and their history (e.g. reinforcement history) (Flor 2012). Accordingly, psychological treatments are usually aimed at addressing one or more of these contributing psychological and environmental (or psychosocial) factors (e.g. Jensen 2011). By changing the identified contributing psychosocial factors, it is expected that chronic pain will be less disruptive or bothersome and that psychological and physical well-being will be improved. Specifically, cognitions will be more adaptive, mood will be less distressing and function (e.g. normal activities of daily life) will be enhanced or largely restored. Associated with these gains, it is expected that there will be reductions in treatment seeking for pain and in the use of unhelpful medication.

Historically, reduction in pain severity has typically not been seen as a focus for psychological treatments of chronic pain. This seems largely due to the perspective that as these treatments are not addressing the cause of the pain, they are unlikely to abolish it (Fordyce 1976). However, this perspective has come under some doubt in recent years, especially with the evolution in thinking about chronic pain as being driven more by central nervous system processes (especially higher cortical activities associated with functions like learning and memory) than peripheral ones (Flor 2012). Certainly (mostly small) reductions in pain severity following psychological treatments have often been reported (see Morley et al. 1999), but these findings have not been given much emphasis in the pain literature. In addition to doubts about possible causation, many have argued that pain severity measures themselves do not adequately capture the multidimensional experience of pain (Turk and Melzack 2001). Partly in response to this concern, many clinical researchers have sought to describe the effects of treatments (psychological or not) on pain in terms of reductions in the degree to which pain is troublesome or bothersome (Dunn and Croft 2005). This position is buttressed by the evidence from epidemiological research that when people in the community report having persisting pain, those who find it more troubling are more likely to seek treatment for it (Blyth et al. 2005).

Psychological interventions often occur in the context of multidisciplinary treatments or programs; however, they can be performed in isolation (by individual practitioners) and all healthcare professionals can (and arguably, should) incorporate psychological principles into their respective interventions in this area (e.g. Indahl et al. 1995; Lindstrom et al. 1992; Nicholas and George 2011). One of the constraints in discussing different psychological treatments for people with chronic pain is that randomised controlled trials (RCTs), or even in studies using single case designs (e.g. Kazdin 2003), have largely been limited to different versions of cognitive behavioural therapy (CBT). This chapter will concentrate on psychological approaches that have been widely supported in the research outcome literature and it is divided into three sections: (1) a description of the characteristics of the most widely used psychological treatments, (2) a commentary on the available evidence supporting the use of these approaches in the management of persisting pain and (3) a consideration of the implementation of psychological approaches and their effects on outcomes.


10.2 Characteristics of Commonly Used Psychological Approaches


The most extensively studied psychological treatments for chronic pain come from the broad spectrum of operant-behavioural, respondent-behavioural and cognitive methods. These are normally used in combination (Turk et al. 1983), so reference is typically made to cognitive behavioural therapy (CBT) methods (e.g. Eccleston et al. 2013). Within the framework of CBT treatments, clinicians and researchers typically employ multiple components depending upon the population being treated. These can include increments in activities of daily life (walking, driving, shopping, cooking, etc.), regular exercising (stretch, strengthening, fitness), medication withdrawal, self-regulation strategies (relaxation, meditation, mindfulness), cognitive strategies (identifying unhelpful ways of thinking and changing them, distraction techniques, problem-solving), communication skills training, self-reinforcement, self-monitoring and so on.

The primary distinguishing characteristic of CBT approaches is that the learning or behaviour change principles informing CBT are utilised through all (or most) facets or components, such as exercises, activity upgrading, reducing medication, dealing with flare-ups in pain, sleep problems, etc. (see Nicholas and George 2011; Williams et al. 1999). As mentioned earlier, CBT for pain is also heavily reliant on models of pain that emphasise interactive relationships between the experience of pain, thought processes, mood, behaviours and their environmental contexts or contingencies (see Turk et al. 1983, for an early outline of this perspective). In recent years, these interactive relationships have been conceptualised in terms of moderators and mediators (Vlaeyen and Morley 2005). In this perspective, unhelpful beliefs about pain, for example, are thought to mediate the relationship between pain and effects like depression or disability. Accordingly, the psychological treatment is targeted at changing the unhelpful beliefs. In practice, the principles of operant and respondent learning (conditioning) are employed alongside cognitive methods aimed at processes like thoughts, worries, reactions, beliefs and expectations. The nature and emphasis of psychological approaches to chronic pain have evolved since Fordyce’s (1976) seminal work based on operant methods, but most continue to reflect this history. Most recently, what have been described as ‘third-wave’ versions of CBT, particularly acceptance and commitment therapy (ACT) (e.g. McCracken and Vowles 2014) have been promoted, but despite the input from relational-frame theory (Hayes 2004), these approaches still reflect their fundamental origins in learning principles (Vlaeyen 2014). Accordingly, rather than a completely new approach, this chapter will consider ACT-based approaches as lying within the framework of the broader CBT ‘family’.

Operant methods (Fordyce 1976) emphasise a focus on the graded performance (activity pacing) of agreed (and clearly specified) activities (towards goals desired by the patient) that are reinforced (by therapists and patients), contingency management (e.g. undesirable behaviours, like excessive resting, are not reinforced where possible), the use of modelling (demonstration of new skills or adaptive behaviours), rehearsal (of these behaviours), feedback (from therapists and self-monitoring) and structured plans (usually time limited), as well as application of specific self-management skills in normal life contexts (i.e. not just at clinic). For example, a patient might be taught a relaxation technique, and their practice of this would be reinforced by the patient charting his/her practice and by the therapist verbally (see Nicholas and George 2011).

Respondent methods emphasise repeated exposure to cues or indicators for increased pain or avoidance of activities expected to be painful (e.g. de Jong et al. 2005). Thus, the patient is encouraged to repeatedly perform a previously avoided behaviour (such as lifting an object of a certain weight) until the patient is able to perform the activity without distress.

Cognitive methods typically include self-monitoring of thoughts and emotions to gain awareness of their relationships (e.g. whether certain ways of thinking might mediate the relationship between pain and distress). Once these unhelpful thoughts or patterns of thinking, such as catastrophic beliefs (e.g. ‘this pain is killing me’), are identified, the treatment involves helping the patient work out more helpful alternatives and then applying them as needed. Some semi-structured methods for dealing with setbacks or obstacles (problem-solving) are often included as well (Van den Hout et al. 2003).

Exponents of ACT-based methods typically use different terms to describe this approach, but fundamentally they target experiential avoidance using exposure methods as well as recognising unhelpful or self-defeating thoughts that are challenged indirectly by the use of metaphors and disengagement. In these respects, these approaches are analogous to respondent-behavioural and cognitive therapy approaches.

In practice, elements of all three methods are often employed in an integrated manner. Thus, while a patient is engaging in a specific behaviour that she/he may have previously avoided due to worries about pain, she/he can reinforce the attempt by recording it in a diary (i.e. subsequently acknowledged by the clinician) and simultaneously the patient can also be dealing with any unhelpful thoughts using the cognitive therapy strategies. The fundamental goal of CBT for chronic pain is to enable treated patients to lead their lives with as little interference due to pain as possible. This means that they must employ effective pain self-management strategies to combat the experience of pain on their daily lives. From a CBT perspective, these treatments entail the strengthening of new, more helpful behaviours and the weakening of older, less helpful behaviours.


10.3 Commentary on the Available Evidence Supporting the Use of These Approaches in the Management of Persisting Pain


Two main lines of evidence are available – one refers to treatment programs that include multiple components and disciplines and the other refers to specific modalities that may be used in isolation, like relaxation, biofeedback or behavioural exposure by single practitioners.


10.3.1 Comprehensive Treatment Programs


An early systematic review of 35 randomised controlled studies on cognitive behavioural treatments for chronic pain patients, excluding those treating headache patients, concluded that the high-quality studies demonstrated large and sustainable changes for the targeted outcomes (e.g. increased activity levels, improved mood, reduced use of analgesic medication) but less impressive results in lower-quality studies (McQuay et al. 1997). Subsequent meta-analyses of high-quality randomised controlled studies within the Cochrane Collaboration framework by Morley et al. (1999), Eccleston et al. (2009) and Williams et al. (2012) concluded that there was good evidence that cognitive behavioural treatments were effective relative to placebo and no-treatment controls but weaker evidence of their superiority over alternative active treatments (though there were far fewer of these studies available). However, it needs to be understood that the so-called ‘no-treatment’ controls category does not mean the patients were receiving no treatment – in most cases that used wait-list controls, for example, the wait-list patients were typically receiving treatment as usual (mostly drugs) (e.g. Williams et al. 1996; Nicholas et al. 2013). Nevertheless, the overall effect sizes from these systematic reviews and meta-analyses were predominantly in the small to medium range (0.2–0.5) (Eccleston et al. 2013). While these effect sizes are respectable, they also leave room for improvement.

The challenge of improving effect sizes for psychological treatments for chronic pain has been the subject of considerable debate and thought over the last few years. One line of thought has been to argue for different approaches – and this perspective has underpinned the development of acceptance-based methods (e.g. McCracken and Vowles 2014). Others, like Williams et al. (2012), concluded that we should acknowledge that CBT has been established as a useful approach to the management of chronic pain, but in order to improve outcomes, we should move away from RCTs of CBT that report group means, and instead we should explore different types of studies and analyses. These include studies aimed at identifying which components of CBT work, for which type of patient and on which outcomes, as well as why they work.

While both positions have their merits, an important issue to keep in mind is that they have as their starting point the modest outcomes reported to date with systematic reviews (like Williams et al. 2012). In this context, it is important to bear in mind that when examining the results of systematic reviews of psychological treatments for chronic pain, it must be recognised that unlike trials of drug treatments, where the drugs have known properties of content and quality that allow for considerations of dose-response effects, the psychological treatments in these reviews are much more heterogeneous. This applies not just to the nature of the treatment, but also to the amount (e.g. length of time, comprehensiveness) of treatment and experience of the treatment providers. In the Williams et al. (2012) Cochrane review, for example, treatment content ranged from 120 h over 4 weeks with a highly trained multidisciplinary team and a comprehensive (in content) program (Williams et al. 1996) to 6 h over 6 weeks with trainee psychologists and a very limited program (Litt et al. 2009). Not surprisingly perhaps, the longer and more comprehensive programs (with highly trained and multidisciplinary teams) were generally more effective than the lighter programs conducted by less qualified/trained, single discipline providers (e.g. compare Williams et al. 1996, with Litt et al. 2009).

In the Williams et al. study, relative to both the treatment as usual (wait-list group) and a briefer outpatient version of the inpatient program (one 3.5 h session per week for 8 weeks), the intensive treatment group made significantly larger gains for mood, disability, physical performance measures, medication reduction, the bothersomeness of pain, cognitions (pain catastrophising and pain self-efficacy beliefs) and reduced use of health services. At 1-year follow-up, the differences between the more intensive program and the less intensive version were maintained. In contrast, the Litt et al. study revealed that relative to standard treatment for temporomandibular pain, the group that received a CBT component as well as standard treatment reported some benefits for pain but no statistically significant benefits for depression and interference in activities at posttreatment.

In evaluating these interventions, it is also important to consider the people being treated as they can be quite heterogeneous within and between studies. For example, the Williams et al. (1996) study employed a heterogeneous sample of patients with a range of chronic pain conditions, and their level of pain interference (in daily activities) at pretreatment was in the moderate to high range. In contrast, the Litt et al. sample of a fairly homogeneous sample of patients with chronic temporomandibular pain rated their pain interference (in daily activities) at pretreatment as relatively low. In addition to patient characteristics, the social context of the treatment is also likely to influence outcomes. For example, it is well-established that the presence of a worker’s compensation claim (where an injured person might expect to receive some financial gain if they remain disabled) can be a risk factor for poorer outcomes, regardless of treatment (Waddell et al. 2002). These sorts of differences in treatment samples, treatment contexts and treatments provide a cautionary note against assumptions of equivalence between treatments of the same name and patients treated, and these sorts of differences need to be considered when evaluating the value of treatments.

A broadly similar perspective on the clinical and research agenda for future psychological treatments for pain was provided by Jensen (2011) who argued that while there was some evidence supporting a range of psychological treatments, many were narrow in scope and not equally applicable in broader contexts. Instead, he proposed that researchers and clinicians should take a more strategic perspective (than promoting their favoured treatment) and consider identifying the contributing factors in any one case and then using the most appropriate intervention for specific facets of the individual case. This would require that clinicians become competent in several psychological modalities to enable them to utilise them according to the analysis of the individual case. Like the case proposed by Williams et al. (2012), Jensen directs the focus of clinical and research efforts away from simply testing more treatment packages against each other or against ‘usual care’ and towards identifying aspects of each case and evaluating the best options for addressing those. Once again, that means identifying what works for whom and under what circumstances.

These attempts to shift the focus of the research and clinical agenda for psychological treatments are important developments as they not only raise the prospect of advancing our understanding of the key mechanisms contributing to clinical presentations but also identifying the best ways (or combinations of ways) of changing these contributors and hence, better outcomes. Such an approach could reduce the wasted cost (in time and money) on more small studies on variants of psychological treatments that are rarely substantially different from the broad family of treatments encapsulated by CBT methods, for example (Eccleston et al. 2013). The reality is that due to the (almost inevitable) common features of interventions that attempt to help patients change their cognitions, mood, pain and level of daily functioning, these treatment variants are unlikely to demonstrate they are substantially better than CBT generally. This was clearly found in a systematic review of treatments based on acceptance and commitment therapy (ACT) which found that the benefits were not superior to those found with no greater CBT, with which they share many features (e.g. Veehof et al. 2011).

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Oct 21, 2016 | Posted by in PAIN MEDICINE | Comments Off on Psychological Approaches to the Management of Pain, Cognition and Emotion

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