Preanesthetic evaluation of the patient with end-stage heart failure




Heart failure (HF) currently affects more than 5 million patients in the United States [1]. Advanced HF is associated with high mortality and poor quality of life. It is estimated that between 5% and 10% of all patients with HF have an advanced form of the disease [1].


Orthotopic heart transplantation (OHT) is an accepted therapy for stage D HF [3] (Fig. 1).


Unfortunately, the number of patients with the disease exceeds the number of available organs. This makes appropriate patient selection vital in the field of heart transplantation.


Anesthetic evaluation of the patient presenting for OHT or mechanical circulatory support (MCS) implantation is a vital component of the patient’s perioperative course. Patients often have had extensive diagnostic testing and assessment prior to being listed for OHT or considered for MCS implantation. Because of the often urgent nature of these procedures, the cardiac anesthesiologist must conduct a focused review of the relevant information and perform a focused patient interview and physical exam.


Introduction to heart failure


Heart failure (HF) has significant public health impact and is associated with decreased quality of life, substantial resource utilization, and decreased life expectancy . HF is classified according to symptoms and anatomic considerations (see Tables 1–3 ).



Table 1

American College of Cardiology Foundation/American Heart Association (ACCF/AHA) stages of HF :















A At risk for HF but without symptoms or structural heart disease
B Structural heart disease without signs or symptoms of HF
C Structural heart disease with prior or current HF symptoms
D Refractory HF requiring specialized interventions

Table defining ACCF/AHA stages of heart failure.


Table 2

New York Heart Association (NYHA) classification .















I No limitations to physical activity
II Slight limitations to physical activity
III Marked limitations to physical activity
IV HF symptoms at rest


Table 3

Types of therapies for end-stage HF.
























Medical therapy Surgical therapy Device therapy
• Diuretics • Coronary revascularization • Cardiac resynchronization therapy
• Afterload reduction • Structural heart interventions
• β-blockers • MCS implantation
• Anti-arrhythmics


Stage D HF is defined as advanced progression of disease despite maximal therapies.




Indications for heart transplantation ( Fig. 1 )


The American College of Cardiology (ACC)/American Heart Association (AHA) guidelines include the following indications for cardiac transplantation :




  • Refractory cardiogenic shock requiring intra-aortic balloon pump (IABP) counterpulsation or left ventricular assist device (LVAD)



  • Cardiogenic shock requiring continuous intravenous inotropic therapy



  • Peak VO 2 (VO 2 max) less than 10 mL/kg/min



  • New York Heart Association (NYHA) class of III or IV despite maximized medical and resynchronization therapy



  • Recurrent life-threatening left ventricular arrhythmias despite an implantable cardiac defibrillator, antiarrhythmic therapy, or catheter-based ablation



  • End-stage congenital HF with no evidence of pulmonary hypertension



  • Refractory angina without potential medical or surgical therapeutic options




Fig. 1


Patients with end-stage heart failure who have failed medical management and other specialized interventions progress to OHT, MCS implantation, or palliative care.


The European Society of Cardiology also describes a series of features that should be met before patients are considered for heart transplantation :




  • Severe symptoms, with dyspnea at rest or with minimal exertion (NYHA class III or IV)



  • Episodes of fluid retention (pulmonary or systemic congestion, peripheral edema) or of reduced cardiac output at rest (peripheral hypoperfusion)



  • Objective evidence of severe cardiac dysfunction (at least one of the following):




    • Left ventricular ejection fraction less than 30%



    • Pseudonormal or restrictive mitral inflow pattern on Doppler echocardiography



    • High left and/or right ventricular filling pressure severely impaired functional capacity demonstrated by one of the following: inability to exercise



    • 6-min walk test distance less than 300 m (or less in women or patients who are age 75 and older) or peak oxygen intake less than 12–14 mL/kg/min;




  • One or more hospitalizations for HF in the past 6 months.





Indications for heart transplantation ( Fig. 1 )


The American College of Cardiology (ACC)/American Heart Association (AHA) guidelines include the following indications for cardiac transplantation :




  • Refractory cardiogenic shock requiring intra-aortic balloon pump (IABP) counterpulsation or left ventricular assist device (LVAD)



  • Cardiogenic shock requiring continuous intravenous inotropic therapy



  • Peak VO 2 (VO 2 max) less than 10 mL/kg/min



  • New York Heart Association (NYHA) class of III or IV despite maximized medical and resynchronization therapy



  • Recurrent life-threatening left ventricular arrhythmias despite an implantable cardiac defibrillator, antiarrhythmic therapy, or catheter-based ablation



  • End-stage congenital HF with no evidence of pulmonary hypertension



  • Refractory angina without potential medical or surgical therapeutic options




Fig. 1


Patients with end-stage heart failure who have failed medical management and other specialized interventions progress to OHT, MCS implantation, or palliative care.


The European Society of Cardiology also describes a series of features that should be met before patients are considered for heart transplantation :




  • Severe symptoms, with dyspnea at rest or with minimal exertion (NYHA class III or IV)



  • Episodes of fluid retention (pulmonary or systemic congestion, peripheral edema) or of reduced cardiac output at rest (peripheral hypoperfusion)



  • Objective evidence of severe cardiac dysfunction (at least one of the following):




    • Left ventricular ejection fraction less than 30%



    • Pseudonormal or restrictive mitral inflow pattern on Doppler echocardiography



    • High left and/or right ventricular filling pressure severely impaired functional capacity demonstrated by one of the following: inability to exercise



    • 6-min walk test distance less than 300 m (or less in women or patients who are age 75 and older) or peak oxygen intake less than 12–14 mL/kg/min;




  • One or more hospitalizations for HF in the past 6 months.





Contraindications to heart transplantation


Contraindications to transplantation have evolved since the advent of heart transplantation, with many centers expanding criteria for acceptance . Conventional contraindications to transplantation are listed below :


Absolute contraindications:




  • Systemic illness with a life expectancy <2 years despite orthotopic heart transplantation (OHT):




    • Active or recent solid organ or blood malignancy within 5 years



    • AIDS with frequent opportunistic infections



    • Systemic lupus erythematosus, sarcoidosis, or amyloidosis that has multisystem involvement and is still active




  • Irreversible renal or hepatic dysfunction in patients considered for OHT alone



  • Significant obstructive pulmonary disease (FEV1 < 1 L/min)



  • Fixed pulmonary hypertension:




    • Pulmonary artery systolic pressure > 60 mmHg



    • Mean transpulmonary gradient > 15 mmHg



    • Pulmonary vascular resistance > 6 Wood units




Relative contraindications:




  • Age > 72



  • Any active infection (with exception of device-related infection in VAD recipients)



  • Active peptic ulcer disease



  • Severe diabetes mellitus (DM) with end-organ damage (neuropathy, nephropathy, or retinopathy)



  • Severe peripheral vascular or cerebrovascular disease:




    • Peripheral vascular disease not amenable to surgical or percutaneous therapy



    • Symptomatic carotid stenosis



    • Ankle brachial index < 0.7



    • Uncorrected abdominal aortic aneurysm > 6 cm




  • Morbid obesity (body mass index > 35 kg/m 2 ) or cachexia (body mass index < 18 kg/m 2 )



  • Creatinine > 2.5 mg/dL or creatinine clearance < 25 mL/min



  • Bilirubin > 2.5 mg/dL, serum transaminases > 3×, INR > 1.5 off warfarin



  • Severe pulmonary dysfunction with FEV1 < 40% normal



  • Recent pulmonary infarction within 6–8 weeks



  • Difficult to control hypertension



  • Irreversible neurologic or neuromuscular disorder



  • Active mental illness or psychosocial instability



  • Drug, tobacco, or alcohol abuse within 6 months



  • Heparin-induced thrombocytopenia within 100 days


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Nov 3, 2017 | Posted by in Uncategorized | Comments Off on Preanesthetic evaluation of the patient with end-stage heart failure

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