© Springer International Publishing Switzerland 2016
Karen Stuart-Smith (ed.)Perioperative Medicine – Current Controversies10.1007/978-3-319-28821-5_11. Perioperative Medicine: Defining the Anesthesiologist’s Role in Shaping Perioperative Outcomes
(1)
Department of Anesthesiology, Perioperative Medicine and Intensive Care Medicine, Paracelsus Medical University, Salzburg, Austria
(2)
Department of Anesthesiology, Hospital for Special Surgery, Weill Medical College of Cornell University, New York, NY, USA
Abstract
The practice of anesthesia has long been regarded as an assistive service for surgery rather than one that, by itself, represents an entity of medical interventions with significant outcome consequences. Only relatively recently, researchers have supplied convincing evidence that anesthesia-related factors impact on outcomes beyond intraoperative care parameters and postoperative pain measures. Specifically, the choice of anesthetic technique may influence major morbidity and mortality, recovery time, length of hospital stay, functional outcomes, long-term quality of life, and economic aspects of care. However, with research in the field evolving, the magnitude of these effects is poorly defined and thus considerable controversy persists. This chapter seeks to introduce the reader to the current literature and to highlight areas where anesthesia related factors have been suggested to significantly impact perioperative outcomes. The presentation focuses largely on the orthopedic patient population, a group that has been most extensively studied. A view of how anesthetic practice may impact on the wider public health system evolves from this presentation.
Keywords
Perioperative outcomesAnesthesia typeRegional anesthesiaGeneral anesthesiaPopulation-based outcomes1.1 The Evolution of Anesthesiology in Perioperative Medicine
The administration of anesthesia has long been regarded as a medical intervention without immediate diagnostic or curative benefit. Rather, it has been described as an assistive service allowing surgical procedures to take place. With time, the increasingly complex task of providing anesthesia resulted in the need for specialists, who were often surgeons in the early years of the speciality. Expanding knowledge of human physiology and pharmacology, advances in airway, respiratory and hemodynamic management and the advent of regional anesthesia revolutionized perioperative medicine and transformed the field of anesthesiology. The evolution of surgery progressed in parallel, with innovations in anesthesia allowing for procedures to increase in length, complexity and invasiveness, and to be extended to increasingly morbidity-ridden patient populations. Anesthesiologists’ responsibilities quickly expanded to include the maintenance of vital organ functions, and consequently comprehensive medical care of the patient during, before and after surgical procedures, including the care for critically ill. Moreover, preoperative medical evaluation became an important constituent of anesthetic management, as it allowed for the stratification of overall surgical risk. The development of the American Society of Anesthesiologists Classification system to predict perioperative risk is only one of the most visible contributions. Along with these developments, the field of anesthesiology has been shifting from a surgery-enabling service to a comprehensive perioperative science.
Following is a discussion of relevant literature regarding various aspects of anesthetic care and their influence of perioperative outcomes. The concept of anesthesia related perioperative outcomes research is introduced, followed by examples in various clinical settings. A special focus on orthopedic surgical patients is presented, as the majority of available evidence concerns itself with this particular population.
1.2 Anesthesia Related Perioperative Outcomes Research
As much of our knowledge in the field of anesthesiology’s impact on outcomes is derived from large population-based dataset research, it is necessary to understand basic concepts related to this type of analyses. Many end points of interest occur rather infrequently, thus necessitating large patient samples to conduct valid analyses and derive meaningful conclusions [1]. Methodological advances have allowed for the use of extremely large datasets encompassing information from vast numbers of patients, hospitals and regions, representing “real world practice”, thus allowing researchers to overcome the constraints of single-institutional studies usually performed in academic settings. The latter have been criticized in the past, partially because of the limited external validity of the data generated by these studies. Further, randomized controlled trials conducted in such settings are often constrained by unrealistic inclusion and exclusion criteria.
Although associated with many advantages, the analysis of large database constructs has a number of limitations. It must be noted that commonly used databases for clinical research have not been designed for such purposes and lack pertinent clinical detail. In this context, sampling of data with the correct scope, sufficient granularity and integrity requires thoughtful planning, rigorous execution, coordination and time. Frequently, many data contributing centers deliver data of variable quality, thus making analysis and interpretation challenging. In addition, statistical analysis of such datasets – often exceeding millions of discharge entries – is disproportionately more complex than traditional statistical data handling, as computational technology, knowledge and advanced methodology is necessary. Finally, while associations can be established between interventions and outcomes, clear causalities cannot. This is in part due to the issue of residual cofounding, as many data points were collected for administrative purposes and lack important clinical covariates. Readers need to evaluate results of such studies accordingly, realizing their value and their limitations [2].
1.3 Regional Versus General Anesthesia
The choice of anesthetic technique and its impact on outcomes has been on the forefront of anesthesia related outcome research in recent years. In this context, studies evaluating the use of general versus regional anesthesia have shown how the choice of anesthetic approach can impact on numerous perioperative outcomes measures. General anesthesia is defined by a state similar to deep unconsciousness, frequently necessitating securing of the airway and mechanical ventilation due to loss of protective reflexes and respiratory drive. Regional anesthesia comprises blockade of nerve conduction utilizing local anesthetics, either centrally at the level of the spinal cord or at more peripheral locations, at the level of nerve bundles or singular nerves. Advantages of regional anesthesia include the preservation of higher central nervous system functions such as those affecting the respiratory system, while negating the need for invasive procedures including intubation and ventilation. Not all types of surgery lend themselves equally well to regional anesthetic approaches. It has become widely utilized particularly in procedures involving the extremities and lower part of the trunk, either as the sole anesthetic or in combination with sedation or general anesthesia. Basic and clinical science have suggested numerous benefits of regional anesthesia: better and longer-lasting analgesia with less need for systemically administered analgesics, higher patient comfort with lower incidence of postoperative nausea and vomiting, and improved distal tissue perfusion through sympatholysis. The following is a discussion of the literature as it pertains to the choice of anesthetic technique and perioperative outcomes for a number of different procedures. As much of the literature focuses on orthopedic patients, data regarding this population is featured more prominently below.
1.4 Orthopedic Surgery: Complications and Mortality
Orthopedic surgery is a prime target for comparative outcomes research, as it concerns a large and increasing collective of patients, many of whom are advanced in age and suffer from a number of comorbidities.
1.4.1 Unilateral, Elective Total Joint Replacement
A number of publications, both meta-analytical as well as population based, support a benefit of regional over general anesthesia, however with a varying degree of agreement. Over a decade ago, Rodgers et al. performed one of the first meta-analyses on the topic suggesting that the use of neuraxial anesthesia was associated with improved outcomes including decreased blood loss and lower risk of thromboembolic events in a heterogeneous patient population [3]. Although orthopedic patients made up the largest subgroup in this pooled sample, statistically, no concrete conclusion could be drawn regarding this group of patients, pointing to the problem that even pooled datasets have with achieving sufficient power. More recently, Macfarlane et al published a systematic review synthesizing 28 studies with approximately 1,500 patients undergoing knee arthroplasty in 2009; the authors found a better analgesic profile with lower incidence of opioid-related side effects, decreased length of stay and facilitated rehabilitation in patients undergoing the procedure under neuraxial anesthesia [4]. However, they failed to detect a difference in incidence of perioperative death or major cardiovascular complications, deep vein thrombosis or pulmonary embolism. Examining a cohort of patients undergoing total hip arthroplasty from 21 randomized controlled trials, Hu et al suggested that regional anesthesia positively influenced operating time (OR −0.19; 95 % CI −0.33–−0.05), blood transfusion need (OR 0.45; 95 % CI 0.22–0.94) and pulmonary embolism event rates (OR 0.46, 95 % CI 0.29–0.80) [5].
Using population based data, Memtsoudis and colleagues carried out a database analysis involving 382,236 patients undergoing total hip or knee replacement, comparing general to neuraxial anesthesia. Approximately 11 % of patients received neuraxial (epidural or spinal anesthesia), 75 % received general anesthesia, and 14 % a combination of neuraxial and general anesthesia. Differences in age and individual comorbidity burden between groups were only moderate. Thirty-day mortality rates were significantly lower among patients undergoing their procedures under neuraxial or combined neuraxial-general anesthesia, compared to general anesthesia only (0.10, 0.10 and 0.18 %, p < 0.001). While lower crude incidences of many major complications (including pulmonary complications, pulmonary embolism, cerebrovascular events and acute renal failure) as well as lower incidence of transfusion were observed in the regional anesthesia groups, there was no difference in the incidence of myocardial infarction (0.24 % vs. 0.26 % vs. 0.28 %; P = 0.47) and other cardiac complications (6.20 % vs. 6.61 % vs. 6.42 %; P = 0.07). Length of stay differed only slightly, but significantly (2.6 (2.2–3.2) days (neuraxial) versus 2.6 (2.2–3.1) days (neuraxial-general) versus 2.7 (2.2–3.5) days (general), P < 0.001). Similarly, the incidence of binary prolonged hospital stay (exceeding the 75th percentile) was highest in the general anesthesia group (28.7, 27.4, and 35.4 %; P < 0.001).
After controlling for covariates, adjusted odds ratios for 30-day mortality were significantly higher for groups receiving general anesthesia, when compared to neuraxial blockade alone (odds ratio (OR) = 1.83 (CI 1.08–3.1; p = 0.0211)) or combined general-neuraxial anesthesia: OR = 1.70 (CI 1.06–2.74; p = 0.0228)) in patients undergoing knee arthroplasty. There was no significant difference in adjusted mortality risk for patients undergoing hip arthroplasty. However, the odds for numerous major in-hospital complications were lowered by the choice of neuraxial techniques in both surgical groups [6]. In the groups receiving a combination of general and neuraxial anesthesia, the odds for complications were frequently found to fall between those for neuraxial anesthesia and general anesthesia alone. The authors conclude from this finding a potential intrinsic beneficial effect of neuraxial anesthesia, and not just a result of avoiding general anesthesia. Other population-based studies utilizing different datasets have been able to confirm the beneficial association of the use of regional anesthesia and improved outcomes in joint arthroplasty patients. Utilizing data collected for the American College of Surgeons National Surgical Quality Improvement Program, authors were able to show decreased complication rates with the use of regional over general anesthesia and, in the case of total hip replacements, even a decrease in operating room time [7, 8].
1.4.2 Influence of Surgical Invasiveness: Bilateral Elective Total Knee Replacement
Studies evaluating outcomes among unilateral joint arthroplasty recipients have provided a relatively solid literature base. Studies addressing the impact of the type of anesthesia among higher-invasiveness procedures such as bilateral knee replacements, which have been suggested to carry higher morbidity and mortality, are rare [9]. Stundner et al analyzed data from 22,253 patients undergoing bilateral knee arthroplasty. Interestingly, the majority of patients received general anesthesia (80 % general anesthesia, 7 % neuraxial, 13 % combined neuraxial and general anesthesia). The authors reported that neuraxial anesthesia was associated with a lower incidence and lower odds ratios for blood transfusions (44.7, 28.5 and 38.0 %, p < 0.0001) and an overall reduction of the odds of major in-hospital complications (−16.0 % for neuraxial, −6.0 % for combined neuraxial-general anesthesia) [10]. While more research is needed, these results suggest that regional anesthesia may positively affect outcomes in patients undergoing interventions of higher surgical invasiveness.
1.4.3 Influence of Comorbidities and Age
Intuitively, many anesthesiologists choose regional anesthesia techniques in elderly patients or those with comorbidities in an attempt to blunt surgical stresses in a presumably more risk prone patient collective. In the setting of sleep apnea, the American Society of Anesthesiology has published guidelines suggesting that regional anesthesia should be used in an attempt to reduce complication risk [11]. However, data supporting this approach remain rare. A population based study on outcomes after total lower extremity joint arthroplasty in patients with a confirmed diagnosis of sleep apnea found an almost 20 % reduced risk for major complications when neuraxial was chosen over general anesthesia (OR 0.83 [0.74–0.93]; P = 0.001) [12]. In addition, the use of peripheral nerve blocks lead to a reduced need for intensive care services in the same study.
In an attempt to determine whether the benefits seen in previous studies of joint arthroplasty patients were uniform among patient groups of various age and comorbidity burden, the same study group evaluated a national joint arthroplasty cohort. They concluded that although absolute rates of complications were higher in older individuals with cardiopulmonary disease, all patients within their respective groups had lower complication risk with neuraxial techniques [13].
1.4.4 Influence of Anesthesia Type in Non-elective Surgery
In the studies described above, evidence for benefit of regional anesthesia was proven in patients undergoing elective total lower extremity joint replacement. However, for other types of orthopedic surgery, large-scale database studies show mixed results when regional versus general anesthesia was compared. In acute surgical settings, individual interventions may have limited ability to influence outcomes and complication risk, compared to the patient’s overall condition and injuries. Hip fracture surgery represents a well-researched example; while Neuman et al. reported a mortality benefit in patients with intra-trochanteric fractures when undergoing surgery under neuraxial anesthesia, patients having surgery after femoral neck fracture did not derive such a result, suggesting that the surgical indication plays an important role in determining outcomes [14]. Subsequently, the same authors performed a study including approximately 60,000 patients undergoing surgery for hip fracture utilizing a New York State-based registry. While the authors found a modestly decreased length of stay in the regional anesthesia group (5 % CI, −0.8 to −0.4, P < .001), a difference in mortality could not be detected [15]. A study by Patorno et al on more than 70,000 patients undergoing surgery for hip fracture yielded similar results in terms of all cause mortality when regional anesthesia was compared to general anesthesia [16]. The authors argue that previously reported advantages of regional anesthesia with regard to this outcome may exist but might have been overestimated. It should be noted that despite the fact that some investigations could not identify a benefit of regional over general anesthesia, virtually no evidence exists that the use of neuraxial anesthesia performs worse.
1.4.5 Peripheral Nerve Blocks and Outcomes
Evidence on differential perioperative outcomes using regional anesthetic techniques other than neuraxial anesthesia is still sparse. For shoulder surgery, a population based study compared complication incidence in 17,157 patients undergoing total shoulder arthroplasty. Of those, approximately 20 % received a nerve block in combination with general anesthesia [17]. There were no differences in the incidence of mortality, perioperative pulmonary, cardiac, renal or neurologic complications, as well as in need for mechanical ventilation, ICU admission or blood product transfusion. Moreover, there was no difference in length of stay between groups. These findings of equal safety promote the addition of a nerve block to general anesthesia, particularly in light of the analgesic benefits invoked through this step.
1.5 General Surgery: Complications and Mortality
1.5.1 Open Colectomy
The impact of anesthetic technique has been less well studied in the non-orthopedic patient population, but the literature is evolving in light of encouraging results. Outcomes among patients undergoing general surgical procedures were reported in a study by Poeran et al. The authors compared outcomes of patients undergoing open colectomy under general anesthesia with or without addition of neuraxial anesthesia between 2006 and 2012 [18]. The majority of patients underwent surgery with general anesthesia alone (93.9 % vs 6.1 %). While the group receiving epidural anesthesia had significantly lower risk for thromboembolism and cerebrovascular events, the association was non-significant for wound infections, pneumonia and mechanical ventilation. Moreover, the risk for acute myocardial infarction, urinary tract infection, postoperative ileus, blood transfusion and critical care admission was higher when regional anesthesia was utilized. No clear pattern of advantages invoked by addition of neuraxial to general anesthesia could be detected and significant cofounding may have influenced results, including the extent of surgery, which may have been more invasive in patients in whom neuraxial techniques were added for better pain control.
1.5.2 Lung Resection
Another population-based study on open lung resection patients published by Özbek et al found lower adjusted odds ratios for blood transfusion (OR 0.82 [0.69–0.98]) and mechanical ventilation (OR 0.81 [0.67–0.98]) in patients receiving combined neuraxial-general anesthesia, compared to those receiving general anesthesia alone. However, in the same group, higher odds were detected for deep vein thrombosis (OR 1.50 [1.01–2.23]), suggesting higher thromboembolic risk when regional anesthesia was utilized [19]. This might be explained by differences in the use of pharmacologic thromboprophylaxis in those with epidural catheters.