Better Dead than Alive? Quality of Life After Stroke



Tom A. Schweizer and R. Loch Macdonald (eds.)The Behavioral Consequences of Stroke201310.1007/978-1-4614-7672-6_13© Springer Science+Business Media New York 2014


13. Better Dead than Alive? Quality of Life After Stroke



Thomas Schenk  and Adam J. Noble2


(1)
Department of Neurology, University Clinic, Friedrich-Alexander University Erlangen-Nuremberg, Erlangen, Bavaria, Germany

(2)
Department of Clinical Neuroscience, Unit of Neurology and General Practice, Institute of Psychiatry, King’s College London, London, UK

 



 

Thomas Schenk



Abstract

Stroke can be a life-threatening disease, but it is more often a disease resulting in chronic disability. In fact, it is the most likely cause of chronic disability in the elderly [1]. Stroke can affect many aspects of our behavior and personality. It can impair our ability to move, see, speak, memorize, or think and can thus affect whether and how we can enjoy living. The focus of stroke research and stroke rehabilitation has long been to increase survival and reduce disability—disability understood as the degree to which the affected patient depends on external help for accomplishing tasks of daily living. This is still a valid perspective, but it is not the only one. From a patient’s perspective disability matters but sometimes not as much as other consequences of a stroke. Pain is a case in point. Patients with upper limb plegia frequently develop contractures. These contractures in turn can lead to pain. Regular physiotherapy can often prevent those contractures and reduce the concomitant pain. This will not reduce the required help or reduce the disability but can significantly affect a patient’s quality of life. There are other examples that illustrate that disability and life quality can dissociate. Patients with hemiplegia will often require more help than patients with isolated aphasia and are thus more disabled. But from the patient’s perspective the inability to communicate their thoughts, worries, and wishes can be much more soul-destroying than the inability to move. It seems obvious that for a system, which aims to improve and maintain the well-being of all patients in its care, the perspective of those patients should have the highest priority and at the very least should be taken into consideration. Current trends suggest that in the future those perspectives will not only have to be taken into consideration, but might become a major force in shaping our health system. Government organizations with the task to decide which treatments will receive funding are already taking the quality of the life saved or extended into the equation [2].



Introduction


Stroke can be a life-threatening disease, but it is more often a disease resulting in chronic disability. In fact, it is the most likely cause of chronic disability in the elderly [1]. Stroke can affect many aspects of our behavior and personality. It can impair our ability to move, see, speak, memorize, or think and can thus affect whether and how we can enjoy living. The focus of stroke research and stroke rehabilitation has long been to increase survival and reduce disability—disability understood as the degree to which the affected patient depends on external help for accomplishing tasks of daily living. This is still a valid perspective, but it is not the only one. From a patient’s perspective disability matters but sometimes not as much as other consequences of a stroke. Pain is a case in point. Patients with upper limb plegia frequently develop contractures. These contractures in turn can lead to pain. Regular physiotherapy can often prevent those contractures and reduce the concomitant pain. This will not reduce the required help or reduce the disability but can significantly affect a patient’s quality of life. There are other examples that illustrate that disability and life quality can dissociate. Patients with hemiplegia will often require more help than patients with isolated aphasia and are thus more disabled. But from the patient’s perspective the inability to communicate their thoughts, worries, and wishes can be much more soul-destroying than the inability to move. It seems obvious that for a system, which aims to improve and maintain the well-being of all patients in its care, the perspective of those patients should have the highest priority and at the very least should be taken into consideration. Current trends suggest that in the future those perspectives will not only have to be taken into consideration, but might become a major force in shaping our health system. Government organizations with the task to decide which treatments will receive funding are already taking the quality of the life saved or extended into the equation [2].

Quality of life is not only about the patient’s perspective. Disabled patients need help. Most of this help is provided by close family members, typically partners and children. Stroke therefore dramatically affects the life of the patients but also, to a significant extent, the life of the patients’ family. The quality of life of the caregivers has to be taken into account for their own sake and for the sake of the patient. If unsupported, those caregivers might become patients themselves, and without the full support of their caregivers, patients might have to be moved from home care into a care home.

Thus, quality of life in stroke is concerned with both the patient’s perspectives of their disease and the caregiver’s perspective on how the disease of their loved ones has changed their life. In this chapter we will deal with both aspects. But first we need to describe how quality of life is measured.


Quantifying Quality


Estimates of a patient’s quality of life are increasingly used to determine which treatments are worth funding and which are not [2]. This is particularly true for new drugs and new treatment options. In an ideal world, all drugs and treatment options should be funded and made available to appropriate patients, but, in reality, health budgets are stretched and health providers worldwide face difficult choices when deciding which drugs and treatment options merit the costs that they incur. What criteria can be used to make this decision? Clearly a drug that can cure a common disease will always be a strong contender for funding. However, in many cases, particularly in the case of stroke, a cure is not available. Available treatments for stroke may at best reduce the likelihood of further strokes, slow down or stop the further development of neuropathology, reduce neurological symptoms, or allow patients to compensate more effectively for acquired neurological disabilities. A crude way of assessing the impact of the various treatment options on the course of a chronic disorder, such as stroke, is to compare the number of life years saved by administering a given treatment. However, this is too crude. Most people would agree that a treatment that promises to provide 5 more years of normal, symptom- and pain-free life is clearly superior to a treatment that can extend life by the same amount but only in a pain-ridden, disabled status. This example shows that quantity alone is not enough. The quality of the life saved or extended needs to be taken into account as well. This insight has led to the development of the quality-adjusted life-year (QALY) measure [3]. To calculate QALYs we take the number of years saved or extended and multiply those with an estimate for the quality of that life. These estimates for the quality of life score can vary between 0 (equals death) and 1 (equals perfect health). In the following we will give a hypothetical example of how QALYs can be used to compare the value of two treatments.

Let’s say there are two drugs—drug A and drug B. Drug A increases life expectancy by 4 years but the life saved will be associated with pain and disability, accordingly its quality of life is low and has a score of 0.4. Drug B increases life expectancy by only 3 years but the life saved can be lived in normal health; accordingly the quality of life score is high (i.e., 1). We can now calculate the QALYs for both drugs:



  • Drug A: 4 × 0.4 = 1.6


  • Drug B: 3 × 1 = 3

By taking quality of life into account, drug B appears to be the more valuable drug despite the fact that it increases life expectancy by 1 year less than drug A. In this case the health provider will possibly decide to fund drug B but not drug A. Clearly with so much at stake it is important that we use reliable methods to estimate the quality of life associated with a given medical condition.


Measuring Quality of Life


Before measuring quality of life, it has to be defined, which is problematic. There is some agreement that health-related quality of life (HRQoL) is related to the concepts of disability and handicap as outlined in the International Classification of Impairments, Disabilities and Handicaps [4] and it is argued that HRQoL lies beyond both concepts [5]. There is further agreement that HRQoL is a multidimensional concept presumably including physical, mental, and social aspects of life [6], but there is little agreement about anything else. For this reason it is attractive to find ways of measuring HRQoL that do not require its explicit definition but rely on the implicit understanding of patients and other respondents.

There are several ways to produce a number for a patient’s HRQoL without having to resort to a formal definition of quality of life [2]. The resulting measures are called utility measures and are primarily used to calculate QALYs and, thus, inform health-economic decisions. The standard-gamble method will ask the respondent to state the odds of a gamble between death and perfect health that they regard as equivalent to accepting a given health state. For example, a respondent might indicate that a gamble where there is an 80 % chance of perfect health and a 20 % chance of death is equivalent to accepting a minor stroke. In this case we assign a utility index of 80 % or 0.8 to minor stroke. The time-tradeoff method uses a similar approach. The respondent is asked to trade lifetime against health. For example, if a respondent states that living for only 90 % of their remaining life span is equivalent to living the total of their remaining life but with a minor stroke, then this is taken as an indication that they value life with a minor stroke at 90 % (or 0.9) of the value of life without stroke. Finally respondents can be simply asked to assign to a given health state (e.g., stroke) a value between 0 (death) and 1 (perfect health). The same assignment can be made by an expert or a panel of experts.

Utility measures have the advantage of presenting a single number that characterizes the value of a person’s life. This may be sufficient to calculate QALYs and thereby inform health-economic decisions. However, this approach ignores the fact that quality of life is a subjective property and patients suffering from the same disease vary significantly in their subjective experience of disease. It is therefore important to understand how and why patients with the same health status differ in their assessment of their life’s quality. Health profiles, which are based on standardized questionnaires, provide much more detailed information about how a given health status affects a patient’s life. Respondents are typically asked to indicate how their health affects their ability to fulfill their work or household duties, how it affects their mood or their ability to enjoy specific pastimes, and how it affects their capacity for communication and participation in social events. Responses to these scales will provide a detailed picture of how a disease impacts on somebody’s life but they can also be used to calculate a single score, which can then be plugged into the formula for calculating QALYs.


Evaluation of HRQoL Measures


A comprehensive review of methods to estimate utility measures was published in 2001 [2]. Tengs and colleagues reviewed 67 articles and obtained 161 HRQoL estimates related to stroke. On the basis of those estimates, they explored the consistency of those estimates, their relation to the underlying disorder (e.g., minor stroke versus major stroke), and the popularity of specific methods as compared to other available methods. First, they found that the measures, even for the same type of stroke, varied considerably. For example, in the case of major stroke, the reported utility indices ranged from −0.02 (in this case the respondents felt that major stroke is worse than death) to 0.71. They also found that there was considerable overlap between the range of indices for major, moderate, and minor strokes. Interestingly, the median utility indices for minor and general stroke were almost identical. In some cases, the utility index for major strokes could be higher [7] than those for moderate or minor strokes [8]. This demonstrates that the reliability of many of those estimates is highly questionable. This is not surprising since the most commonly used method to assess HRQoL was expert judgment (i.e., an expert simply rates the HRQoL that is associated with a given health status by assigning a number between 0 and 1). Typically the experts offering this estimate were the authors of the papers themselves. The sample size was thus reduced to the number of authors (in some cases a single person). In other studies this problem was further compounded by the fact that authors did not create their own estimates but relied on the judgment of authors from previous studies. In quite a few cases, the severity of the stroke for which the original estimate was derived differed from the severity of the stroke for which it was applied. Given that these estimates will ultimately determine which treatment will be funded, the unreliability of these estimates should give rise to concern.

A second review [9] focused on health profiles. In the meantime a wide range of such scales are available. The authors reviewed the six scales that have been used most frequently in stroke research, namely the sickness impact profile (SIP) [10], the Nottingham Health Profile (NHP) [11], the Short-Form Health Survey (MOS SF36) [12], the EuroQol [13], the Health Utility Index (HUI) [14], and the London Handicap Scale (LHS) [15]. All of these scales are self-report measures. They do, however, vary quite dramatically with respect to the time required to complete the scale. The SIP requires on average 30 min to complete and the EuroQol can be completed in 3 min. Apart from the HUI, all scales have good reliability and validity, but only the SIP and NHP are sufficiently sensitive to changes and can be recommended for intervention studies.

It should be noted that establishing validity is not an uncontroversial process given that no consensus on a definition for quality of life has been reached. The authors of this review paper assumed validity when patients were involved in the development of the scale and its questions and/or when the dimensions of the scale matched those factors that patients and their relatives identified as particularly critical for their perceived life quality. In this context, it is relevant that none of the six scales were developed for stroke patients and therefore all tend to neglect some aspects of changes in quality of life that are specific to stroke patients, such as the impact of language or visual impairments. However, there are now several stroke-specific HRQoL scales [1622]. The Stroke Impact Scale (SIS 3.0) [18] and the Stroke-specific Quality of Life Scale (SS-QoL2.0) [22] that are widely used and that were found to have adequate psychometric properties [23, 24].

Challenges remain, however, due to the difficulty in gaining a personal perspective from stroke patients with severe cognitive impairments. Language problems, profound memory disorders, or signs of general cognitive decline can make it impossible to get reliable and useful answers from patients themselves. In this case, researchers have to rely on proxies (i.e., relatives, nurses, or other persons who know the patient). Unfortunately, proxy ratings are to some extent biased and produce unreliable results in some domains [2527]. As compared to self-rating by patients, proxies tend to exaggerate the disability and the negative impact on a patient’s quality of life, and this tendency to paint an unrealistically bleak picture increases with increasing stroke severity. Moreover, for more subjective domains of HRQoL, such as a patient’s mood or fatigue, there is little agreement between different proxy raters.

In summary, researchers can now choose from a wide pool of available HRQoL measures. Utility measures will be used when it is important to inform decisions that affect a whole group of patients. As we have seen, some methods used to produce such measures are questionable. Given the significant implications of decisions, which might be informed by those measures, it would be wise to stick to measures that are free of bias (standard-gamble or time-tradeoff method) and are based on a large sample of respondents. However, whenever we are concerned about an individual patient and wish to gain information that might allow us to improve support for this person, utility measures are of little use and health profiles will have to be employed. Health profiles provide a detailed picture of how an illness affects the life of affected persons and will inform us about areas of needs and opportunities for support. Several reliable, sensitive, and specific measures are now available for stroke patients and research. Using those measures has provided us with new insights into the factors determining the well-being of patients and their caregivers. Those findings will be reviewed in the next two sections.


What Determines a Stroke patient’s Quality of Life?


For moderate to severe stroke the HRQoL scores range between 0.45 and −0.02. Even if we take the best score, quality of life after stroke is still less than half of what it was prior to the insult. Is this dramatic drop in life quality an inevitable consequence of this neurological disease or are there additional factors at work? Stroke severity certainly goes a long way in explaining the reduced HRQoL. Most studies on HRQoL after stroke picked out stroke severity (typically operationalized as the modified Rankin Scale) as a significant predictor [2]. The role of stroke severity or neurological disability can be seen by comparing utility estimates for patient groups with different patterns of neurological syndromes; whereas for patients with non-severe hemiparesis a utility index of 0.50 is reported, this measure drops to 0.45 in the case of severe hemiparesis, to 0.28 for hemiplegia, and to 0.06 in the case of global aphasia [2, 28, 29]. Thus, stroke severity is clearly an important predictor of HRQoL, but even patients who are considered to be fully recovered frequently show severely depressed HRQoL scores [30]. Other factors must be at work. Work-status, family problems, depression, anxiety, posttraumatic stress disorder (PTSD), and coping strategies are among some of the factors that can also have detrimental effects on post-stroke HRQoL, even in patients who otherwise suffer little neurological disability [3032].

Another cause of reduced HRQoL is pain. About a third of all stroke patients develop shoulder pain [33] and roughly 20 % still have moderate to severe pain 1 year after stroke [34]. Sexual dysfunction and dissatisfaction with sexual life are found in roughly 70 % of all pairs where one partner has suffered a stroke. Post-stroke impotence is found in 50 % of all male stroke patients. Problems in sexual functioning are linked to the onset of post-stroke depression. Other social and psychosocial factors also exert a strong influence on sexual satisfaction after stroke [35, 36]. Unsurprisingly, sexual function has a significant impact on HRQoL after stroke. A surprising but consistent finding is that female patients have a significantly worse HRQoL after stroke than male patients [37, 38]. A multitude of factors are probably responsible for this finding. On average female stroke patients are more disabled [23]. Female patients are also less likely to be discharged home, as male partners are less likely to care for their spouses [23]. Moreover, differences in coping strategies and the prevalence of depression in male and female patients might also contribute to the lower HRQoL in female patients [37]. Coping strategies and depression play an important role in the long-term HRQoL, not just of female patients. In the initial stage, a feeling of uncontrollability prevails, frequently triggering the onset of depression. Later, positive coping strategies allow patients to regain some control of the situation leading to improved HRQoL [39]. Strategies such as tenacious goal pursuit and flexible goal adjustment are linked to a positive development [40]. This link between HRQoL, coping strategies, and depression might suggest that depression is another important predictor of HRQoL after stroke (see Chap.​ 12). This expectation is certainly confirmed by empirical data. Depression is a common consequence of stroke [41] and has a significant impact on HRQoL [37, 42]. The relationship between depression and HRQoL is quite complex. Depression affects functional recovery, cognitive function, and healthcare use, and leads to a worse functional outcome [43]. We can therefore assume that the reduced HRQoL found in stroke patients with depression reflects both a worse objective situation and a negatively biased subjective appraisal of the patient’s current situation. Given that appraisal and coping strategies change over time with more positive coping strategies observed 6 months after stroke [44], one might also expect to see parallel changes in the occurrence of depression. However, a recent large-scale (more than 8,000 patients), 5-year longitudinal study on post-stroke depression found stable rates of depression across all 5 years [41].

In younger stroke patients, who are still at work and raising a family, the effect of a stroke can have a particularly detrimental impact on their life. In a recent systematic review on the social consequences of stroke for working-aged adults, it was found that only 44 % of patients return to work after stroke [45]. Financial problems will therefore be frequent in households where one of the members has suffered a stroke (24–33 %), increasing tensions within the family and ultimately causing severe family problems (such as separation or divorce). The frequency with which these problems are found varies considerably between studies, with one study reporting a deterioration of spousal relationship in only 5 % of their sample [46] and another study reporting a prevalence for partnership conflicts of 38 % [47]. Despite this variability there is no doubt that such psychosocial factors have a significant impact on post-stroke HRQoL.

Psychosocial factors are of increased relevance in the case of patients with less severe forms of stroke and in particular when comparatively young age and reduced severity come together, as is the case for subarachnoid hemorrhage (SAH) (see Chap.​ 10). SAH is a relatively rare type of stroke with a worldwide incidence of 9/100,000 per year [48]. Its economic and social impact is out of proportion to its incidence, as it predominately affects younger people who are still working and may have small children [49]. The average age at which people suffer SAH is 52–55 years as compared to an average of 73–75 years for stroke patients [5052]. Half of those patients who experience a SAH will stop working, work shorter hours, or accept a position with less responsibility [53]. Consequently, HRQoL is significantly reduced post-SAH. Up to 55 % of SAH patients experience substantial reductions in their HRQoL [54, 55]. However, as we found in a recent meta-analysis, traditional predictors for post-stroke HRQoL—such as severity of hemorrhage, gender, physical and cognitive disabilities, and age—do not predict HRQoL very well [56]. The only factor that proved significant was physical disability. Physical disability could account for 40 % of physical QoL and 10 % mental QoL. This means that in the case of mental QoL 90 % of the variability is unaccounted for. Two candidates deserve our attention: hormonal dysfunction [55, 57] and PTSD [56, 58, 59]. Up to 47 % of SAH patients can experience hypopituitarism [57]—a dysfunction that impacts both mental and physical HRQoL [55]. PTSD should also be taken into consideration. SAH is a traumatic experience. Half of all patients die; those who survive will often undergo surgery [60]. In fact, PTSD—which is characterized by intrusive thoughts and memories, emotional numbing, and persistent overarousal—can be found in about a third of all patients (as compared to a lifetime prevalence of 1–8 % in the general population) [56, 58, 59, 61]. We recently found in a prospective sample of 105 patients, that PTSD is by far the best predictor of the patients’ mental HRQoL, explaining up to 48 % of its variance [61]. Importantly, PTSD is not restricted to SAH but can also occur after other types of stroke [31].

Identifying predictors of post-stroke HRQoL is important because these factors might be modulated by prevention or intervention programs, thereby reducing their detrimental effect on the patient’s HRQoL. Post-stroke depression is an obvious target for treatment and in fact a few randomized placebo-controlled studies have demonstrated the benefit of antidepressant medication for patients with post-stroke depression [62, 63]. PTSD in SAH patients is another candidate. We found that it is typically those events and experiences, which occur in the hours and days after the onset of the SAH (such as the waking up in a neurological ward, facing up to a life with disabilities, or learning about the diagnosis), that are experienced as most traumatic by SAH patients [49]. This suggests that supervision and counseling of patients during that period might reduce the likelihood of later developing PTSD. Furthermore stress-coping skills have been identified as the prime determinant of the later development of PTSD in SAH patients [61]. Again training in coping skills (already available for other groups of patients with PTSD) might also be beneficial for SAH patients. Currently these suggestions are speculative but they offer specific opportunities for interventions that should be explored in future studies.


HRQoL in Primary Caregivers of Stroke Victims


On discharge from the hospital, many stroke victims require continued care. This care is overwhelmingly provided by informal caregivers such as family members [64]. The majority of caregivers are female (typically the spouses of male stroke victims) and they tend to be younger than the patients in their care (on average between 50 and 60 years old) [65]. Since patients can require support for many years [64, 66], the care provided by family members constitutes a considerable commitment in personal and economic terms. It has been estimated that in 23 % of cases, informal caregivers lose up to 30 weeks from work, and in 77 % of cases, they lose up to 16 weeks [67]. Less quantifiable, but more problematic, are the emotional costs of caring for a stroke patient. Anxiety and depression are common in caregivers of stroke patients, with an estimated prevalence of 20 % [68]. As a consequence of their role as a caregiver they often feel emotionally drained, socially isolated, and stressed [35]. It is not surprising, therefore, that the caregiver’s HRQoL is significantly reduced [6973]. Furthermore, poor psychological health in caregivers translates into a worse functional outcome for the patients in their care [74]. Unsupported caregivers might in the long term have to withdraw from their role as caregivers and stop providing a service that saves society substantial economic costs [75].

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Apr 11, 2017 | Posted by in ANESTHESIA | Comments Off on Better Dead than Alive? Quality of Life After Stroke

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