Abuse
Philip W. Hyden MD, JD
Jamie Hoffman-Rosenfeld MD
Catherine Koverola PHD
Mary Morahan LCSW, MSW
Leah Harrison MS, C-PNP
PART 1 Maltreatment and Failure-to-Thrive
Philip W. Hyden MD, JD
INTRODUCTION
The field of child abuse investigation is of growing importance for pediatric primary care providers, with clinicians treating an overwhelming number of cases in the past decade. Primary care providers increasingly are being acknowledged as indispensable components of child advocacy teams and recognized experts in the field. This chapter provides a foundation for understanding what is meant by child maltreatment, which includes physical abuse. Bruises, burns, fractures, head trauma, and abdominal trauma are the most common types of injuries involved in physical abuse. The material discusses the criteria that constitute neglect. It also presents information about failure-to-thrive (the result of intentional nutritional deprivation) and statutory mandates for provider reporting. The chapter also provides content meant to assist clinicians in discerning potential or actual abuse from clinical presentations that are not related to abuse.
Clinical Warning
As generalists, primary care providers need awareness of the basic principles for recognizing and reporting child abuse. All 50 U.S. states and many westernized countries consider providers to be mandated reporters. Aside from ethical considerations, providers outside the United States should acquaint themselves with their national or regional statutory regulations. Cultural conflicts can arise when parents of a different culture relocate to a country that considers their ethnic childrearing practices abusive. Providers should endeavor to acquaint such parents with accepted disciplinary norms in the adopted country to avoid possible charges of child abuse.
Identification criteria demand that within their professional scope, providers report child abuse or maltreatment immediately if they suspect that either has occurred or if a child would be in imminent danger were reporting delayed. Statutory requirements subject providers who violate their mandated responsibility to specific penalties, both civil and criminal. The law also protects them with tort immunity if they make a report in good faith, even if incorrect. Primary care providers must be able to recognize the signs and symptoms of child maltreatment, even if children do not make up the majority of patients they see in their practice. In addition to clinical practice, providers may come into contact with children in waiting areas or examining rooms.
CHILD MALTREATMENT
Child maltreatment encompasses several categories of abuse and neglect. The child abuse statutes of some jurisdictions combine excessive corporal punishment and neglect under the heading of maltreatment, distinguishing these acts from physical or sexual abuse. Other jurisdictions combine all actions or omissions against children as either abuse or maltreatment, including failure-to-thrive.
The primary care provider may be the first individual to recognize a child in distress, especially when triage is in the emergency department (ED) rather than the private office or general clinic. Providers need to understand and anticipate warning signs and behaviors that may warrant intervention.
Maltreatment involves neglect of a child’s medical, nutritional, educational, or emotional needs. Behaviors of the child that may indicate but are not diagnostic of abuse or neglect include sudden behavioral changes, sleep or eating disorders, recent onset of bed wetting or thumb sucking, and school-related problems. Long-term effects of maltreatment can lead to low self-esteem, depression, and suicide. Many older children and adolescents will exhibit runaway behavior, promiscuity, or substance abuse.
Abuse
Reports of child abuse are very high, with some statistics showing approximately 4 million cases per year. Recently, the U.S. Department of Health and Human Services (1999) estimated that out of 3.2 million reported cases in 1997, substantiated cases decreased to fewer than 1 million. Possible explanations for the decrease include an improved economy and a decline in the use of crack and cocaine, but no clear reasoning for this change has emerged. A recent study suggests, however, that death from child abuse may be under-reported by as much as 60%. These findings were based on a retrospective review of medical examiner data, wherein the state vital records system under-recorded children who died from battering or abuse (Herman-Giddens et al., 1999). Worldwide, child abuse numbers are staggering. Recent estimates show that 40 million children from ages newborn to 14 years are abused or neglected (McMenemy, 1999).
For severe physical abuse, children younger than 2 years are most likely to suffer major trauma. Child abuse is a leading cause of death in infants. In a study linking birth and death certificates of all U.S. births between 1983 and 1991, half the homicides occurred by the fourth month of life. Perpetrator risk factors included the following:
Maternal age younger than 15 years for a first birth or younger than 17 years for a subsequent birth
No prenatal care
Mother who had fewer than 12 years of education
Mothers were more likely to be abuse perpetrators in children who died within the first week of life. Fathers or stepfathers were more likely to be abuse perpetrators in children who died after the first week until age 3 years. After age 3 years, children were more likely to be victims of an unrelated perpetrator. Risk factors for infant victims included low birth weight, low gestational age, male sex, and low Apgar scores (Overpeck, Brenner, Trumble, Trifiletti, & Berendes, 1998).
Diagnostic Criteria
The differential diagnosis for bruising should include the presence of birth-related cutaneous manifestations, such as mongolian spots. In this case, the provider should question the historian in a non-leading manner. (ie, “How long has the mark been present?”). In cases of significant unexplained bruising, the clinician may need to rule out a bleeding disorder, such as idiopathic thrombocytopenic purpura, Henoch-Schönlein purpura, hemolytic-uremic syndrome, von Willebrand’s disease, or classic hemophilia.
History and Physical Examination
Whether in the ED or pediatric clinic, the primary care provider may observe behavioral indicators that can help to identify abuse. If the child’s caregiver is the suspected perpetrator, the clinician should observe the interaction carefully between the child and the adult. Even though nonspecific, a child’s fear or a caregiver’s hostility may be subtle clues to an underlying problem.
Any part of the child’s body can be an abuse target, so the provider needs to complete a thorough physical examination before determining if a child has been injured. In some cases, internal organs may be affected without any evidence of superficial injury, so more invasive studies may need to be performed to rule out abuse.
• Clinical Pearl
Symptoms are important in cases of child abuse, because overt clues may not be readily apparent.
Fantuzzo, Weiss, et al. (1998) assessed maltreated children attending Head Start. They found that children with a history of maltreatment had decreased peer play interaction. The researchers interpreted this finding to indicate a decreased ability to respond positively to others. These children also did not show empathy in response to peer distress, were unable to solve social problems, and avoided conflicts. Teachers observed maltreated children to show decreased self-control in social interactions and to display fewer interpersonal skills than their nonmaltreated peers. The maltreated children were identified negatively more often than their peers, and they exhibited more internalizing adjustment problems, such as withdrawal and sadness. Abused children appeared to use approach-avoidance conflicts nondiscriminantly, preventing potentially ameliorative relationships from forming and thus increasing the risk for social isolation and further withdrawal (Fantuzzo, Weiss, et al., 1998).
Clinical Warning
These behavioral indicators also may suggest sexual abuse. Any of these indicators, however, may be nonspecific and are not diagnostic of maltreatment. Refer to Part 2 for more information.
History taking is essential in determining what may have happened to a child. Beyond the actual event described as the cause of injury, the interviewer needs to assess possible risk factors through general questioning. Topics should include the following:
Familial history of abuse or excessive corporal punishment
Cultural or familial practices (eg, some parents use corporal punishment to enforce discipline)
Teen parenthood
Drug misuse
Socioeconomic data, including lack of economic or emotional support or unemployment
Clinical Warnings
The provider should evaluate the age-appropriateness of the child’s behaviors carefully, because the child’s developmental capabilities may not fit the scenario the family presents as the cause of the injury. Additionally, in many cases of child abuse, parents may blame a sibling for serious injury to another child. This should raise suspicion that the actual perpetrator is attempting to avoid or is being shielded from discovery.
Interviewing the child separately from the caregiver or other individual who brings in the child for evaluation is essential. Discrepant or inconsistent histories are suspicious. Delay in seeking health care also may be an indicator that a caregiver deliberately injured a child, in that the caregiver prevented treatment to obscure possible disclosure or discovery of an intentional injury. Previous visits to other hospitals or clinics for similar problems also should increase a provider’s suspicion that a caregiver prevented a case from being reported or that the caregiver may have Munchausen syndrome by proxy. Though relatively rare, this latter scenario arises when a caregiver attempts to gain attention by harming his or her child (ie, the caregiver’s proxy).
Providers should remind all parents, including immigrants whose discipline practices may be seen as excessive by the host country, that where their family now lives determines the appropriateness of the punishment, not their cultural heritage or country of origin. It is imperative that clinicians be culturally sensitive to differences, discussing appropriate discipline practices in the host country without denigrating the parents’ ethnic practices. Practitioners must reinforce the need for safe and child-centered discipline that is neither excessive nor abusive by the host country’s standards.
• Clinical Pearl
Optimally, the provider should interview the child alone. He or she should ask both caregivers and child open-ended, nonjudgmental, and objective questions. He or she also should contact the referring hospital, law enforcement agency, or social worker to learn about any other history. This information may be helpful both in gaining additional information and also uncovering possible discrepancies.
The diagnosis of physical abuse frequently is based on the presence of injuries to the child, which are apparent through physical examination or radiographs. The pro-vider who encounters a child dressed in inappropriate clothing for the season should investigate the youngster’s physical status thoroughly. An example is a child wearing long sleeves on a hot summer day. The child or family may be using such a shirt to hide a bruise on the arm. Conversely, a child dressed in a snowsuit during the winter should occasion no initial suspicion. When the child is sitting in a warm waiting room still dressed for outdoors, however, the provider needs to be especially vigilant in assessing the child’s status, even if the child is not the patient he or she is treating.
Clinical Warning
If assessment reveals that a child’s well-being or safety is threatened, the provider needs to ensure placement of the child in protective custody. The steps to follow for initiating protective custody vary among jurisdictions. Providers should acquaint themselves with statutory and institutional policies. In the extreme case in which a clinician believes a child’s life to be in danger, he or she must take steps to remove the child from the environment immediately and, if necessary, admit the child to the hospital.
The following discussion describes specific injuries that providers may observe while examining a child who may have been abused.
Bruises
Most injuries involve the skin, with bruises being the most frequent finding. The following are sites where bruises may be inflicted rather than accidental:
Buttocks and lower back
Genitals and inner thighs
Cheeks, ear lobes, upper lip, and frenulum
Neck
When clinicians note bruises, they should measure them and document findings on the appropriate clinic sheet, with any accompanying “fill-in” anatomic diagrams. Several types of bruises may have a certain configuration or pattern. Human hands can leave a variety of markings, such as oval grab marks from fingertip compression, trunk encirclement marks from the hand grasping the pelvic girdle and abdomen tightly, linear marks on the face from slapping, resulting in the appearance of individual finger marks, and hand prints or pinch marks.
Clinical Warning
Bite marks are sometimes visible and are of serious concern if an adult inflicted them. To distinguish a bite injury caused by an adult rather than a child, the provider must be able to delineate the intercanine distance of the maxillary bite impression. The primary maxillary canines of children are normally less than 3 cm apart; the upper central incisors of adults are much wider. The measurement alone is not sufficient to identify a possible perpetrator, however. Clinicians need to evaluate the location, shapes, and size of individual teeth and the configuration of the entire bite impression (Feldman, 1997). Bites by dogs and other carnivorous animals usually tear through skin, whereas human bites compress the tissue, causing abrasions, contusions, and lacerations but rarely avulsions of flesh (Committee on Child Abuse and Neglect, 1999)
Strap marks may appear as linear bruises from belts or whips or as loop marks from electrical cords. Sometimes the marks may be rather bizarre and in a pattern, as from a blunt instrument, a homemade tattoo, circumferential tie marks, or gag marks.
An indicator of chronic abuse is the presence of multiple bruises at different stages of resolution. Bruises may resolve at different times based on severity, location, and depth of hemorrhage. Classically, bruises are tender, swollen, and purple, red, or blue when they are new, changing from green to yellow to brown as they resolve. Wide variations and differences exist, however, in interpretation of color and age. The provider must differentiate between an old and a more acute injury (Stephenson & Bialas, 1996).
Accidental bruises often occur over bony prominences, such as the forehead, knees, and shins. Children also can scratch themselves and, in rare cases, self-mutilate. Cultural markings may result from folk medical practices or rites of developmental passage. Depending on the mechanism of injury, some of these markings are relatively benign, but clinicians need to evaluate each case individually to determine if the family is neglecting health care or subjecting the child to a harmful practice. An example is cao gio, an Asian remedy for pulmonary illness that involves rubbing a coin on the child’s body, creating a linear, petechial rash. Cupping, a remedy that uses an inverted hot cup to apply suction to the chest and back, produces lesions similar to those of coin rubbing. Providers should instruct parents how to render safe and effective health care, while informing them of possible consequences if they continue these practices.
• Clinical Pearl
Phytophotodermatitis is an anecdotal skin finding sometimes mistaken for child abuse. This cutaneous manifestation is the result of activation of a chemical compound in plant substances exposed to ultraviolet light, which creates a pattern on the skin. Providers can mistakenly diagnose both burns and bruises in a child who presents with this phenomenon. The plants most likely to cause this reaction are lemons, limes, celery, and parsnips. One scenario involved a father making Margaritas with fresh squeezed lime juice while simultaneously attempting to keep his young toddler away from the swimming pool during a barbecue. Brown lines resembling handprints under the axillae and around the waist of the child were evident a day later, following sun exposure. Because a detailed history was obtained, the family was spared a lengthy investigation.
If clinicians suspect a medical cause for bruising, they should order coagulation studies, such as prothrombin time, partial thromboplastin time, fibrinogen, fibrin-split products, bleeding time, and platelet count. Refer to Chapter 42 for more information on diagnosis and management of these common problems.
Clinical Warning
An important concept to remember is that child abuse can exist concurrently with a coagulopathy.
Burns
The primary care provider may observe burns in the ED, burn unit, or clinic. In addition to accidental burns caused by scalding, contact, chemical, electrical, and fire sources, burns also may be intentional. Burns comprise 10% to 25% of all cases of child abuse, with scalds from tap water being the most common intentional burn injury (Feldman, 1997). In determining a burn’s etiology, it is important to identify the following:
Configuration
Location
Distribution
Severity
Uniformity
Whether a burn is circumferential or linear helps to distinguish an immersion burn from a contact burn. Immersion burns usually result from a triggering event that somehow offended, frustrated, or angered the perpetrator. Either because of malicious intent or neglect, the perpetrator places the child in a tub or sink with hot water directly from the faucet. Many adults and most children do not realize the danger of hot water. Stocking-feet and gloved-hand burn configurations are observed in this type of inflicted injury, as are circumferential trunk burns and “doughnut-shaped” burns on the buttocks from contact with the cool porcelain tub surface. A burn located exclusively on the buttocks implies an injury resulting from discipline after a toileting accident. Deeply excavated circular burns on the feet render the image of an angry caregiver repeatedly applying a cigarette to the child’s feet. A pour burn with an arrowhead or triangular configuration will be that shape because, as liquid cools, it does so from the outside to the center. Gravity forces the liquid to move downward, creating the pattern.
• Clinical Pearls
Whether a child could have self-inflicted a burn depends on the child’s length, not height. The provider must ascertain the maximum length a child can attain to reach an object—his or her arm span and leg length with foot flexed (tiptoe).
If the burn is anterior on the lower face and chest in the arrowhead configuration, the child may have pulled hot liquid directly onto himself or herself. If the back is burned, however, it is unlikely that the child was able to self-inflict this injury.
In 1997, 24,000 children were seen in EDs for scalds. Hot water directly from the tap accounts for nearly 25% of all scald burns among children (U.S. Health and Human Services, 1999). Children younger than 5 years and adults older than 65 years are at highest risk for scalds because of their age-related inability to make a swift decision about the water’s temperature, decreased ability to ambulate, developmental limitations in the elderly, and decreased sensation.
Clinical Warning
Most infants are comfortable bathing in water that is 101°F. Hot tubs are usually between 104°F and 108°F. Adults perceive water greater than 109°F as painfully hot but will not sustain severe burns at temperatures below 120°F. At 114°F, it takes approximately 6 hours to sustain a split thickness burn. The rate of burns increases rapidly after 130°F, in which it takes 35 seconds to cause a deep second-degree burn in an adult’s skin. It takes only 10 seconds to cause the same severity of burn in a preschooler. At 140°F, it takes 5 seconds for an adult and 1 second for a child to sustain the same degree of burn (Feldman, 1997).
About 30 years ago, the U.S. Consumer Products Safety Commission and hot water heater manufacturers reached a voluntary agreement to have a normal setting of 120°F. Once out of the factory, however, appliance temperature easily can be increased. Few municipalities enforce 120°F as the safest maximum temperature. Solutions to this problem are obvious. Recently, ordinances have established maximum temperature settings in designated housing, for example, by installing expensive pressure-valve components. These devices prevent sudden bursts of scalding water from diverted flow. More practically, inexpensive heat-sensitive metal alloy fixtures are available, which stop water flow if the temperature exceeds 119°F. Although not directly addressing the housing most in need, including older and poorly maintained units, this type of governmental intervention recognizes the need for child safety and has effectively reduced the incidence of scald-related injuries and deaths secondary to hot tap water (U.S. Health and Human Services, 1999).
Fractures
Fractures are important components of abuse. Certain types of skeletal injury are of increased concern because they do not occur commonly by simple, short falls. Spiral fractures, although not pathognomonic of abusive injury, are worrisome. These injuries result from a twisting mechanism, leaving a corkscrew configuration of fracture on an anteroposterior and lateral radiograph. This injury can occur when an ambulating child falls because of planted foot, which then twists and breaks or when the child is running and suddenly slips, twisting the leg. In nonambulating infants, this type of injury can occur by a perpetrator grasping and wrenching the femur forcibly during a diaper change (Kleinman, 1998).
Clinical Warning
Spiral fractures are of concern in a child younger than 3 years because of the amount of force required for their occurrence.
Metaphyseal avulsion fractures are of great concern because of the physical mechanism involved in their origin. The lack of mineralization weakens the bone’s integrity at this location, making it very susceptible to shearing forces. The torsion and whiplash effect of a child being vigorously shaken and the isolated twisting above and below a joint cause this type of injury. Metaphyseal avulsion fractures are a highly specific result of maltreatment (Spivak, 1992).
Rib fractures in children most commonly result from child abuse. Sustained, intense compression directed toward the chest, not blunt trauma, causes rib fractures. The mechanism of these fractures is consistent with a young infant being grasped compressively around the chest and then shaken or thrown (Spivak, 1992).
Most rib fractures are not detected acutely and are only visualized on plain radiographs after callus formation. When force is applied to the posterior ribs, the bending is against the transverse process, which protects the side of the applied force. Such force causes tensile failure on the rib’s opposite side. The intact posterior cortex prevents displacement and decreases the visibility of an acute fracture, especially on frontal radiographs. In these cases, a bone scan may reveal an otherwise hidden injury (Spivak, 1992).
• Clinical Pearl
CPR is not considered the cause of rib fractures in infants, regardless of the resuscitative provider’s experience. The mechanism of rib fractures is one of sustained intense compression around the chest rather than anterior pressure on the sternum.
Skull fractures can be either accidental or abuse-related, but certain features help to delineate the etiology. These features include the velocity or acceleration of impact, height of a fall, presence of any forces other than gravity that increased the velocity or acceleration, and any pathology that may decrease bone strength.
Clinical Warning
Although no minimum height has been adequately established that would cause a linear skull fracture, falls less than 30 in do not appear to do so. Initial velocity before the fall increases the force of impact, suggesting the likelihood of high-energy pathology.
Head Trauma
Intracranial injury, the source of the most severe sequellae of abuse, generally is accepted as responsible for at least 50% of deaths in children caused by nonaccidental trauma. Children are anatomically at risk until age 4 years, with most injuries occurring in infants. Severe shaking of an infant has been coined “shaken baby syndrome.” This injury causes sudden accelerative-decelerative forces to shear internal vessels, leading to subdural hematomas and retinal hemorrhages. Duhaime et al. (1992) postulated that blunt head trauma also was required to produce the severe forces needed to cause significant injury, leading to the term “shaken-impact syndrome.”
Important mechanisms that can help the provider to ascertain the presence of subdural hematomas include computed tomography (CT) scan, which can delineate acute hemorrhage. Magnetic resonance imagery (MRI) can be used to discern acute, subacute, and chronic hemorrhage. MRI detects blood breakdown components and, based on particular weighted images, may be able to differentiate blood from cerebrospinal fluid and possibly determine the age of hemorrhage. Ophthalmoscopy can reveal the presence of retinal hemorrhages. If suspicions of abuse are present in a child younger than 2 years, both a skeletal survey and an ophthalmoscopic examination are important tools to help rule out nonaccidental trauma.
A rare but important disease entity that can predispose a patient to having subdural hematomas and retinal hemorrhages with minimal trauma is glutaric aciduria type 1 (GA1). This autosomal recessive, inborn error of metabolism is caused by deficiency of the enzyme glutaryl-CoA dehydrogenase. Macrocephaly, bilateral frontotemporal atrophy or widening of the Sylvian fissure, and subdural effusions are the clinical manifestations of GA1. No skeletal abnormalities have been reported, so GA1 does not predispose a child to fractures. Additionally, if a subdural hematoma is present without coexistent frontotemporal atrophy, GA1 is probably not present. This information is important to consider when confronted with the multiple clinical symptoms of the disease so that in an investigation of suspected child abuse, clinicians can appropriately exclude GA1 (Morris et al., 1999).
Abdominal Injury
Generally abdominal injuries are accepted as the second most common cause of death in physically abused children, with greatest risk between ages 2 and 4 years (Canty & Brown, 1999). Symptoms include abdominal pain, nausea, recurrent vomiting, abdominal distention, absent bowel sounds, and localized tenderness. More severe symptoms on presentation may include ileus, hematemesis, hematochezia, hematuria, peritonitis, and hemorrhagic shock. Because the abdominal wall is flexible, the internal organs usually absorb the force of the blow, so overlying skin typically may be free of bruises. Specific injuries include ruptured liver or spleen, the most common organs injured secondary to blunt trauma. Less common are tears or hematomas of the small intestine at sites of ligamental support, such as the duodenum and proximal jejunum, which can lead to perforation or possible obstruction. Pancreatic chylous ascites and pseudocysts have been reported, and hematuria may occur as a result of blunt trauma to the kidney (Johnson, 2000).
Typically, the caregiver postpones seeking medical attention. Thus, the child presents in an advanced stage of illness. Because the perpetrator denies the event that precipitated the injury, accurate clinical history data are lacking. Frequently, associated central nervous system injury further contributes to the difficulty and delay in diagnosis.
The most practical evaluation of this type of injury is first to obtain a detailed history of any possible blunt injury to the abdomen. The provider should then perform a careful physical examination, noting the presence or absence of skin bruising. A flat plate of the abdomen and a film in the lateral decubitus position may help to show ileus or peritoneal free air but may not reveal a significant acute injury. Better imaging modalities include both ultrasound and abdominal CT. A stool guaiac will reveal occult blood, and helpful laboratory tests include a complete blood count (CBC), amylase, lipase, and liver functions.
Neglect
The primary care provider often must determine if a child is obtaining adequate nurturing and support from parents or other caregivers. Families must meet minimum standards for health, education, shelter, and clothing. Sometimes families are not financially capable of offering certain elements to their child. Often, parents lack education or knowledge of available resources.
Clinical Warning
If families refuse resources or intentionally deprive children of minimum standards, providers must notify child protection authorities. Religious motivation sometimes creates conflicts with health care intervention, yet most U.S. and Canadian laws protect children who require life-saving treatment.
Obtaining appropriate intervention for children who do not receive immunizations is difficult until they reach school age. At that time, the state may be able to intervene, because schools require immunizations before children may enter. If the parent does not permit immunizations, the school may not be able to admit the child, depending on individual state laws. In this instance, the parent will be neglecting the child proximally, depriving him or her of education.
The provider also must consider cases in which a child is injured accidentally but while left unsupervised or in which a child suffers an unintentional injury at a caregiver’s hands. If these injuries were foreseeable, avoidable, and unreasonable, they would be classified as neglect resulting from inadequate supervision or lack of parenting.
Deaths secondary to motor vehicle accidents also may involve neglect for infants and toddlers who are not adequately restrained in appropriate seating. According to 1996 U.S. Vital Statistics Data, the largest accident subgroup in children ages 1 to 4 years were victims of motor vehicle accidents. More than 50% of these children were passengers at the time of death, and many were not properly restrained in a car seat (Spivak, 1998).
FAILURE-TO-THRIVE
Failure-to-thrive (FTT) traditionally has been divided into two realms—organic and nonorganic. This nomenclature is expanding into a more complex diagnostic system. The definition of nonorganic FTT originated from observations of
inadequate maternal–child interaction. Outcomes were seen to include possible emotional deprivation, infant behavior abnormalities, and chronic undernutrition. This definition has evolved to possibly renaming FTT as growth failure secondary to a feeding skills disorder. The trend is to use the terminology “the syndrome formerly known as failure-to-thrive.”
inadequate maternal–child interaction. Outcomes were seen to include possible emotional deprivation, infant behavior abnormalities, and chronic undernutrition. This definition has evolved to possibly renaming FTT as growth failure secondary to a feeding skills disorder. The trend is to use the terminology “the syndrome formerly known as failure-to-thrive.”
Three criteria describing FTT use traditional standard growth charts from the National Center of Health Statistics (Hamill et al., 1979):
A child younger than 2 years whose weight is below 3% to 5% for age on more than one occasion
A child younger than 2 years whose weight is less than 80% of ideal for age
A child younger than 2 years whose weight crosses two major percentiles downward on a standardized growth grid, using 90%, 75%, 50%, 25%, 10%, and 5% as major percentiles
Note that exceptions to the above criteria exist:
Children of genetic short stature
Small-for-gestational age infants
Preterm infants
“Overweight” infants whose rate of height gain increases while rate of weight gain decreases
Infants who are normally lean (Zenel, 1997)
Failure-to-thrive encompasses more than mere malnourishment. The provider needs to assess the overall home environment, because factors other than nutrition may be affected, including language development, reading, social maturity, behavior, and intelligence. To diagnose and differentiate FTT as related to malnutrition from other factors, several traditional methods are used that involve hospital admission to evaluate weight gain, laboratory testing, and separating etiology of FTT into organic or inorganic types (Zenel, 1997).
Clinical Warning
In infants, daily weight gain of 15 to 30 g is considered adequate growth. Failure to achieve this change is an early indicator of malnutrition. By establishing this baseline at the first 2-week clinic visit and then following the child closely, the provider may be able to intervene earlier than the ordinary 2-month well-baby checkup (Gahagan & Holmes, 1998).
History and Physical Examination
Usually FTT occurs for several reasons. Most cases result from the caregiver’s psychosocial problems involving child care, parent and child interactions, and mental health. As in every case involving abuse or neglect, the history is the most important tool available to assist in evaluating for FTT.
Clinical Warning
Clinicians should investigate all possible causes of FTT, including an acute or chronic illness, feeding problems, and the child’s behavior. He or she should distinguish between bottle feeding and breast-feeding. After obtaining the parent’s impression of the child’s intake and ability to feed, the provider should explain what the child requires.
• Clinical Pearls
Approximately eight feedings a day provide adequate nutrition for a breast-fed infant. The infant’s suck and energy level during feedings are important clues to underlying disease or illness. If the child is bottle fed, type of formula, preparation, and amount are important to note. The provider should identify who feeds the child and the feeding schedule. For toddlers, the provider should ask about the frequency of feeding. Small children should eat six small meals a day and not sit for long periods at the table. Parents should restrict juices, sport and soft drinks, and “junk” foods, because they may cause appetite suppression or obesity.
Taking a diet history depends on the caregiver’s accuracy and integrity. Providing a narrative probably is not adequate, because faulty memory may cause a parent to overestimate the amount of foods a child ingested or to omit certain items. The best and preferred method for obtaining a dietary history is in writing. The parent writes down the child’s food intake over 2 or 3 days, with one day being on a weekend. Rather than stating amounts in servings, the parent should record the number of tablespoons or slices of food placed on the plate and how much the child ate. Many parents will find it difficult to measure portions in ounces or cups; using an eating utensil as a measuring device will be easier (Gahagan & Holmes, 1998).
Providers must complete growth charts, including height, weight, and head circumference. They also should plot the parents’ heights if possible. If head circumference, weight, and height are proportionately reduced, the child actually may have hereditary or congenital defects. Infants and children with normal head circumference and weight that is slightly reduced or proportionate to height may have an endocrine abnormality, genetic dwarfism, or constitutional growth delay (Marcovitch, 1994). Refer to Chapter 60 for further discussion.
• Clinical Pearl
Most infants with FTT have normal head circumference. Weight is reduced out of proportion to height because of malnutrition, malabsorption, or altered metabolism.
Diagnostic Studies
Laboratory testing is seldom needed when inadequate food intake is the most likely etiology, but in certain instances, such testing may be helpful. Examination of the stool, both macroscopically and microscopically, may reveal possible parasites, inflammatory bowel disease with presence of blood, diarrhea, sugar malabsorption, or colonic inflammation or infection by presence of leukocytes. A CBC will detect iron deficiency anemia. Urinalysis and urine cultures may assist in recognizing renal tubular acidosis and possible infection. The child may require hospitalization if he or she is considerably undernourished, abused, or has a specific medical condition requiring immediate intervention. If the admitted child begins to thrive with weight gain and favorable personality changes, a psychosocial rather than an underlying organic etiology may be present.
Clinical Warning
If a youngster is admitted because of inadequate nutrition, the provider should document close monitoring of the family’s interactions with the child during feedings. Philosophies about hospitalization are mixed. Many providers believe that the mother should be actively involved in the child’s care and feeding while the child is in the hospital; others fear obfuscation of data if the mother, instead of nursing staff, feeds the child. Case-by-case management may be the best approach in guidelines regarding maternal participation in feeding.
In rare cases, a mother will intentionally deprive a child of food so that the infant will require medical attention. This scenario is an example of Munchausen syndrome by proxy, wherein a perpetrator, usually a mother, feigns or induces an illness in a child. She subsequently seeks medical attention, vicariously receiving gratification for the attention given to the child and herself.
• Clinical Pearl
Diagnosis of FTT is strongly supported if a child begins to thrive in the hospital, as evidenced by weight gain and favorable personality changes.
Daily visits rather than hospitalization for investigation and observation of mother–child interaction may be more valuable, because the stigma to the parent may be decreased; the child will be less likely to contract an iatrogenic or nosocomial infection; and the parent will be actively involved with the ongoing evaluation. These factors possibly may contribute to a more positive outcome for the entire family.
Management
Whatever the plan, the primary care provider should remain active in the management process, even if intentional deprivation or neglect is considered the cause for malnutrition. Because of the problem’s complexity, the provider is important in assisting the family with frequent follow-up visits, careful documentation of weight gain, and ongoing observation of parent–child interaction, noting improvements and success (Gahagan & Holmes, 1999).
ANTICIPATORY GUIDANCE
Providers must remember that anticipatory guidance is a mandatory component of a health visit. Besides offering preventive mechanisms, such as how to make a home or car safe, clinicians may ask questions about and identify certain stressful factors that a family should address. They can discuss with parents the use of corporal punishment versus other forms of discipline, offering resources to those who may need economic or therapeutic support.
If a child presents with signs or symptoms of abuse, neglect, or FTT, the provider must be aware of the mandated reporting laws in the state where he or she is treating the child and intervene immediately. Although the provider legally does not have to inform the family that he or she may file a report, he or she ethically is obligated to alert the family that a report is being made as part of his or her legal responsibility as a health provider.
• Clinical Pearl
An important message to deliver to the family is that the practitioner is acting on the child’s behalf, not as an adversary to the family.
After the case is reported and the department of social services or law enforcement has initiated intervention, the provider may want to continue the child’s health management and offer services to the family. In this way, the family may realize that the practitioner is attempting to preserve rather than dissolve the family’s integrity. These visits may involve both primary care and psychosocial interventions. Scheduled visits should occur frequently and consistently. The Department of Social Services should know about these appointments and perhaps assign them as a component of the family’s rehabilitation plan:
For cases of abuse, providers can monitor resolution of injuries.
For cases of neglect, providers can visualize improvement and progress.
For cases of FTT, frequent visits can help providers evaluate growth, assist parents with improving their skills, and recognize the child’s needs.
Hopefully, return clinic visits can provide a mechanism for positive reinforcement that will alter a parent’s attitudes about the child, while rewarding parents for active efforts in improving relationships within the family. These efforts can help ensure that the child has a much safer and more caring home.
COMMUNITY RESOURCES
Provider Resources
American Academy of Pediatrics Task Force on Abuse and Neglect
National SAFE KIDS Campaign
1301 Pennsylvania Avenue
Suite 1000
Washington, DC 20004-1707
(202) 662-0600 voice
(202) 393-2072 fax
Other Resources
The following resources can assist both provider and family:
Childhelp, U.S.A. 1 (800) 4-A-CHILD
American Professional Society on Abuse of Children
National Association of Child Abuse
Parents Anonymous
REFERENCES
American Academy of Pediatric Dentistry, Committee on Child Abuse and Neglect, (1999). Oral and dental aspects of child abuse and neglect. Pediatrics, 104:348–350.
Canty, T. G., Sr., Canty, T. G., Jr., & Brown, C. (1999). Injuries of the gastrointestinal tract from blunt trauma in children: A 12-year experience at a designated pediatric trauma center. Journal of Trauma-Injury Infection & Critical Care, 46(2), 234–240.
Duhaime, A., Alario, A.J., Lewander, W.J., et al. (1992). Head injury in very young children: Mechanisms, injury types, and ophthalmologic findings in 100 hospitalized patients younger than 2 years of age. Pediatrics, 90(2).
Fantuzzo, J. W., Weiss, A. D., et al. (1998). A contextually relevant assessment of the impact of child maltreatment on the social competencies of low-income urban children. Journal of the American Academy of Child and Adolescent Psychiatry, 37(11), 1201–1208.
Feldman, K. W. (1997). Evaluation of physical abuse. In M. E. Helfer, R. S. Kempe, & R. D. Krugman (Eds.), The battered child (5th ed.). (pp. 175–220).
Gahagan, S., & Holmes, R., (1998). A stepwise approach to evaluation of undernutrition and failure to thrive. Pediatric Clinics of North America, 45(1). Chicago: University of Chicago Press.
Hamill, P. V., Drizd, T. A., Johnson, C. L., et al. (1979). Physical growth: National Center for Health Statistics percentiles. American Journal of Clinical Nutrition, 32, 607–629.
Herman-Giddens, M. E., Brown, G., et al. (1999). Underascertainment of child abuse mortality in the United States. Journal of the American Medical Association, 282(5), 463–467.
Johnson, C. F. (2000). Abuse and neglect of children (pp. 110-119). In Behrman, R. E., Lkiegman, R. M., & Jenseon, H. B. (eds). Nelson’s textbook of pediatrics (16th ed.). Philadelphia: W. B. Saunders.
Kleinman, P. K. (1998). Diagnostic imaging of child abuse (2nd ed.) St. Louis: Mosby.
Marcovitch, H. (1994). Fortnightly review: Failure to thrive. British Medical Journal, 35–38.
McMenemy, M. C. (1999). WHO recognises child abuse as a major problem. The Lancet, 353(9161), 1340.
Morris, A. A., Hoffman, G. F., Naughton, E. R., et al. (1999). Glutaric aciduria and suspected child abuse. Archives of Disease in Childhood, 80(5), 404–405.
U.S. Health and Human Services. (1999). National Safe Kids Campaign. Washington, D.C.: Author.
Overpeck, M. D., Brenner, R. A., Trumble, A. C., Trifiletti, L. B., Berendes, H. W. (1998). Risk factors for infant homicide in the United States. New England Journal of Medicine, 339, 1222–1226.
Spivak, B. S. (1992). The biomechanics of nonaccidental injury. In S. L. Ludwig & A. E. Kornberg (Eds.), Child abuse: A medical reference (2nd ed.) New York: Churchill Livingston.
Stephenson, T., & Bialas, Y. (1996). Estimation of the age of bruising. Archives of Disease in Childhood. 74(1), 53–55.
Zenel, J. A. (1997). Failure to thrive: A general pediatricians’ perspective. Pediatrics in Review, 18(11), 371–378.
PART 2 Sexual Abuse
Jamie Hoffman-Rosenfeld MD
Leah Harrison MS, C-PNP
INTRODUCTION
Sexual abuse of girls and boys has occurred across time and in all races, cultures, societies, and socioeconomic backgrounds. Many misinformed people believe that sexual abuse of children is rare. It actually is a major health problem that often is unrecognized because children are unable to disclose that it happened or are not believed when they do tell. Often, primary care providers fail to recognize the signs and symptoms of sexual abuse in children.
PATHOLOGY
In 1977, C. Henry Kempe said that child sexual abuse is a hidden pediatric problem (1978). Though no longer “hidden,” sexual abuse remains a significant issue. Providers need time, knowledge, experience, and understanding of the diagnosis to provide appropriate in-depth assessment of both girls and boys.
No definition of child sexual abuse has been universally accepted. Depending on the professional perspective (eg, legal, child protective) and the geographic region, the definition varies, compounding the problem of determining whether a child has been abused. The provider must be familiar with the definition of child abuse in his or her state or province, as well as the definitions of legal and child protection systems. In the United States, some states follow their social service laws, while others follow their penal laws. Laws may differ in their language and with respect to the ages of the victim and perpetrator, which are used to define their relationship.
Kempe (1978) defines child sexual abuse as “engaging a child in sexual activities that the child cannot comprehend, for which the child is developmentally unprepared and cannot give informed consent, and/or that violate the social and legal taboos of society” (p. 382). In a 1977 article, Brandt and Tisza describe sexual abuse as “exposure of a child to sexual stimulation inappropriate for the child’s age, the level of psychosexual development, and the role in the family” (p. 80).
Frequently, families will verbalize their fears that their children are being or will be sexually abused at school or by a stranger. Parents will tell their children not to talk to strangers, warning them about being “snatched.” Although these fears can be well grounded, primary care providers must teach parents to be more aware of the risk of sexual abuse by people who have easy access to their children. In most instances, perpetrators of sexual abuse are individuals known to children. The latest National Incidence Study (NIS) report states that a parent or parent-substitute is the perpertrator in approximately 50% of cases of sexual abuse (Sedlak & Broadhurst, 1996). In contrast, Elliott and Briere (1994) report that the perpetrator is a parent figure in only 25% of cases, while family members overall are guilty in about 50% of cases. They state that a stranger is responsible in only a very small percentage of cases.
In a 1980 study, approximately 22% of perpetrators were younger than 26 years at the time of the abuse and were predominately male (Finkelhor, 1980). This figure has not altered appreciably in intervening years (Sedlak & Broadhurst, 1996). Providers should note that even though females are not usually perpetrators, a small percentage of women sexually abuse children. Identifying perpetrators is difficult because they typically do not fit a uniform character profile. Siblings who abuse siblings often are unrecognized, even though reports have shown that sibling abuse is prevalent (Caffaro & Caffaro, 1998). Parents may not realize or may deny the possibility that one of their own children might be sexually abusing another child in the family. Refer to Part 3 for further discussion.
EPIDEMIOLOGY
The third NIS of Child Abuse and Neglect, based on a national sample of professionals and agencies serving 42 U.S. counties, cites that the annual incidence of sexual abuse doubled from 1986 to 1996 (Sedlak & Broadhurst, 1996). In the United States, 217,000 children were victims of sexual abuse, representing an 86% increase from the 1993 NIS report (Sedlak & Broadhurst, 1996). Providers should remember that this number represents only children who have disclosed sexual abuse or sought assistance. Thus, this statistic does not represent the true number of children who have been sexual abuse victims.